# CTA Wealth Advisors, Inc.

> CTA Wealth Advisors, Inc. is an SEC-registered investment advisory firm in Burbank, CA, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 9, 2026.

- CRD: 113007
- Filed as: CTA WEALTH ADVISORS, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Burbank, CA
- Filing period: October 2026
- Form ADV filing dated: March 9, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/113007
- AdvisorCensus page: https://advisorcensus.com/firm/cta-wealth-advisors-inc-burbank-ca-113007

## Quick answers

**How is CTA Wealth Advisors, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), CTA Wealth Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is CTA Wealth Advisors, Inc. located?**
CTA Wealth Advisors, Inc.'s principal office is in Burbank, CA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is CTA Wealth Advisors, Inc. registered with the SEC or a state?**
CTA Wealth Advisors, Inc. is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 113007.

**How much does CTA Wealth Advisors, Inc. manage?**
CTA Wealth Advisors, Inc. reports $175,239,397 in regulatory assets under management in its Form ADV filing dated March 9, 2026 (6% discretionary).

**How have CTA Wealth Advisors, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for CTA Wealth Advisors, Inc.: Regulatory assets under management: $136,755,679 in the October 2021 data and $175,239,397 in the October 2026 data, up 28%. Total employees: 5 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does CTA Wealth Advisors, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (61); high net worth individuals (42); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Which custodians does CTA Wealth Advisors, Inc. use?**
CTA Wealth Advisors, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does CTA Wealth Advisors, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/113007

**Does CTA Wealth Advisors, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 9, 2026 says: "The minimum account size is $500,000.00 of assets under management. However, CTA Wealth Advisors, Inc. may waive the account minimum."

**What changed in CTA Wealth Advisors, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $150,936,513 to $175,239,397 (+16%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 9, 2026)

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> The minimum account size is $500,000.00 of assets under management. However, CTA Wealth Advisors, Inc. may waive the account minimum.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $175,239,397
- Discretionary: $9,916,404
- Non-discretionary: $165,322,993

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 61 | $27,381,405 |
| High net worth individuals | 42 | $146,377,414 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $1,480,578 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2020 (6 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Westlake Village, CA

### Websites listed on Form ADV (Item 1.I)
- ctawealthadvisors.com
- Facebook @CTAwealth
- LinkedIn @cta-wealth-advisors
- X @CTAWEALTH
- YouTube @CTAWEALTH

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $136,755,679 | 5 | April 27, 2021 |
| October 2022 | $153,784,770 | 5 | March 30, 2022 |
| October 2023 | $128,585,092 | 5 | March 15, 2023 |
| October 2024 | $136,539,484 | 5 | March 21, 2024 |
| October 2025 | $150,936,513 | 5 | May 22, 2025 |
| October 2026 | $175,239,397 | 4 | March 9, 2026 |

Regulatory assets under management: $136,755,679 in the October 2021 data and $175,239,397 in the October 2026 data, up 28%.
Total employees: 5 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $150,936,513 to $175,239,397 (+16%).

### December 2025
- Registered or notice-filed in AZ.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. CTA Wealth Advisors, Inc. (CRD 113007): Form ADV filing data as of October 2026.