# CT Investment Management Co., LLC

> CT Investment Management Co., LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2012, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 8, 2026.

- CRD: 160080
- Filed as: CT INVESTMENT MANAGEMENT CO., LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: September 8, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/160080
- AdvisorCensus page: https://advisorcensus.com/firm/ct-investment-management-co-llc-new-york-ny-160080

## Quick answers

**How is CT Investment Management Co., LLC compensated?**
On its Form ADV (Item 5.E, October 2026), CT Investment Management Co., LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is CT Investment Management Co., LLC located?**
CT Investment Management Co., LLC's principal office is in New York, NY, according to its Form ADV; the February 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is CT Investment Management Co., LLC registered with the SEC or a state?**
CT Investment Management Co., LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 160080.

**How much does CT Investment Management Co., LLC manage?**
CT Investment Management Co., LLC reports $6,592,698 in regulatory assets under management in its Form ADV filing dated September 8, 2026 (100% discretionary).

**How have CT Investment Management Co., LLC's assets and staff changed since 2021?**
In the Form ADV data for CT Investment Management Co., LLC: Regulatory assets under management: $271,027,225 in the October 2021 data and $6,592,698 in the October 2026 data, down 98%. Total employees: 192 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does CT Investment Management Co., LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3).

**Does CT Investment Management Co., LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/160080

**What changed in CT Investment Management Co., LLC's recent Form ADV filings?**
In the October 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $6,592,698
- Discretionary: $6,592,698
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $6,592,698 |
| Insurance companies | Not reported | $0 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2012 (14 years)
- Employees: 13 total, 4 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the February 2026 filing
- London

### Websites listed on Form ADV (Item 1.I)
- [apple.co/31Pe1Gg](https://apple.co/31Pe1Gg)
- [blackstone.com](https://blackstone.com)
- [blackstone.podbean.com](https://blackstone.podbean.com)
- [mp.weixin.qq.com/s/FtddoP2F9zDZ1QFBgOQAAA](https://mp.weixin.qq.com/s/FtddoP2F9zDZ1QFBgOQAAA)
- [open.spotify.com/artist/52Eom8vQxM8Lk75ZZlf2hJ](https://open.spotify.com/artist/52Eom8vQxM8Lk75ZZlf2hJ)
- [pandora.com/artist/blackstone/ARvlPz9Plblrlmg](https://pandora.com/artist/blackstone/ARvlPz9Plblrlmg)
- [soundcloud.com/blackstone-300250613](https://soundcloud.com/blackstone-300250613)
- [spoti.fi/2LJ1tHG](https://spoti.fi/2LJ1tHG)
- Facebook @blackstone
- Instagram @blackstone
- LinkedIn @blackstonegroup
- X @blackstone
- YouTube @blackstonegroup

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $271,027,225 | 192 | August 13, 2021 |
| October 2022 | $261,989,657 | 20 | March 31, 2022 |
| October 2023 | $241,743,165 | 18 | March 30, 2023 |
| October 2024 | $228,192,775 | 15 | March 28, 2024 |
| October 2025 | $215,669,558 | 15 | March 28, 2025 |
| October 2026 | $6,592,698 | 13 | September 8, 2026 |

Regulatory assets under management: $271,027,225 in the October 2021 data and $6,592,698 in the October 2026 data, down 98%.
Total employees: 192 in October 2021 and 13 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 6 to 4.
- Regulatory assets under management went from $215,669,558 to $6,592,698 (-97%).
- No longer lists an office in London.

### February 2026
- Updated its list of owners and control persons (Schedule A).

### November 2025
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. CT Investment Management Co., LLC (CRD 160080): Form ADV filing data as of October 2026.