# CSP Financial Group LLC

> CSP Financial Group LLC is an SEC-registered investment advisory firm in Scottsdale, AZ, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 11, 2026.

- CRD: 310819
- Filed as: CSP FINANCIAL GROUP LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Scottsdale, AZ
- Filing period: October 2026
- Form ADV filing dated: September 11, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/310819
- AdvisorCensus page: https://advisorcensus.com/firm/csp-financial-group-llc-scottsdale-az-310819

## Quick answers

**How is CSP Financial Group LLC compensated?**
On its Form ADV (Item 5.E, October 2026), CSP Financial Group LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.

**Where is CSP Financial Group LLC located?**
CSP Financial Group LLC's principal office is in Scottsdale, AZ, according to its Form ADV; the October 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is CSP Financial Group LLC registered with the SEC or a state?**
CSP Financial Group LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 310819.

**How much does CSP Financial Group LLC manage?**
CSP Financial Group LLC reports $150,550,578 in regulatory assets under management in its Form ADV filing dated September 11, 2026 (100% discretionary).

**How have CSP Financial Group LLC's assets and staff changed since 2023?**
In the Form ADV data for CSP Financial Group LLC: Regulatory assets under management: $30,345,692 in the October 2025 data and $150,550,578 in the October 2026 data, up 396%. Total employees: 21 in October 2023 and 21 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does CSP Financial Group LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (346); high net worth individuals (46); pension and profit sharing plans (but not the plan participants or government pension plans) (5).

**Which custodians does CSP Financial Group LLC use?**
CSP Financial Group LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does CSP Financial Group LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/310819

**Does CSP Financial Group LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 18, 2026 says: "CSP Financial Group does not require a minimum to open or maintain an account."

**What changed in CSP Financial Group LLC's recent Form ADV filings?**
In the October 2026 filing data: Employees performing advisory functions went from 20 to 21. Regulatory assets under management went from $119,237,758 to $150,550,578 (+26%). Registered or notice-filed in HI.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Fees and minimums (Form ADV Part 2A brochure dated March 18, 2026)

- Account minimum: None

> CSP Financial Group does not require a minimum to open or maintain an account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $150,550,578
- Discretionary: $150,550,578
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 346 | $79,062,026 |
| High net worth individuals | 46 | $71,488,552 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2023 (3 years)
- Employees: 21 total, 21 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AR, AZ, CA, CO, DC, DE, FL, GA, HI, IA, IL, LA, MA, MD, MN, NC, NE, NH, NJ, NM, NV, NY, OK, PA, SC, TN, TX, UT, VA, WA, WI, WV
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Brooklyn Park, MN
- Phoenix, AZ

### Websites listed on Form ADV (Item 1.I)
- cspfgllc.com
- Facebook @cspfinancialgroup
- Instagram @cspfinancialgroup
- LinkedIn @charlespettit

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | Not reported | 21 | October 3, 2023 |
| October 2024 | Not reported | 25 | July 25, 2024 |
| October 2025 | $30,345,692 | 19 | May 2, 2025 |
| October 2026 | $150,550,578 | 21 | September 11, 2026 |

Regulatory assets under management: $30,345,692 in the October 2025 data and $150,550,578 in the October 2026 data, up 396%.
Total employees: 21 in October 2023 and 21 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Employees performing advisory functions went from 20 to 21.
- Regulatory assets under management went from $119,237,758 to $150,550,578 (+26%).
- Registered or notice-filed in HI.

### July 2026
- Added an office in Phoenix, AZ.

### May 2026
- Employees performing advisory functions went from 19 to 20.

### April 2026
- Regulatory assets under management went from $30,345,692 to $119,237,758 (+293%).
- Employees performing advisory functions went from 18 to 19.
- Added an office in Brooklyn Park, MN.
- No longer lists an office in Frederick, MD.
- Registered or notice-filed in DE, MN.

### January 2026
- Employees performing advisory functions went from 19 to 18.

### December 2025
- Registered or notice-filed in AR, UT.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. CSP Financial Group LLC (CRD 310819): Form ADV filing data as of October 2026.