{ "crd_number": 129789, "slug": "csm-capital-corporation-new-york-ny-129789", "primary_business_name": "CSM CAPITAL CORPORATION", "legal_name": "CSM CAPITAL CORPORATION", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2004-01-16", "years_registered": 22, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 1848163156.0, "raum_discretionary": 1817707038.0, "raum_non_discretionary": 30456118.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 9, "advisory_employees": 5, "client_count_bucket": null, "clients_by_type": { "charitable": { "raum": 5474668.0, "count": 13 }, "high_net_worth_individuals": { "raum": 630183394.0, "count": 36 }, "pooled_investment_vehicles": { "raum": 0.0, "count": 2 }, "corporations_other_businesses": { "raum": 1212505094.0, "count": 4 } }, "compensation_types": [ "fixed", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "other", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "portfolio_management_pooled_vehicles", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "TX" ], "websites": [ "https://csmcapitalcorp.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/129789", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/csm-capital-corporation-new-york-ny-129789", "display_name": "CSM Capital Corporation", "summary": "CSM Capital Corporation is an SEC-registered investment advisory firm in New York, NY, registered since 2004, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. CSM Capital Corporation (CRD 129789): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients", "Selection of other advisers (including private fund managers)", "Other" ], "quick_answers": [ { "q": "How is CSM Capital Corporation compensated?", "a": "On its Form ADV (Item 5.E, October 2026), CSM Capital Corporation reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is CSM Capital Corporation located?", "a": "CSM Capital Corporation's principal office is in New York, NY, according to its Form ADV." }, { "q": "Is CSM Capital Corporation registered with the SEC or a state?", "a": "CSM Capital Corporation is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 129789." }, { "q": "How much does CSM Capital Corporation manage?", "a": "CSM Capital Corporation reports $1,848,163,156 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (98% discretionary)." }, { "q": "How have CSM Capital Corporation's assets and staff changed since 2021?", "a": "In the Form ADV data for CSM Capital Corporation: Regulatory assets under management: $1,216,872,115 in the October 2021 data and $1,848,163,156 in the October 2026 data, up 52%. Total employees: 12 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does CSM Capital Corporation serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (36); charitable organizations (13); corporations or other businesses not listed above (4)." }, { "q": "Which custodians does CSM Capital Corporation use?", "a": "CSM Capital Corporation's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing Advisor Solutions LLC as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does CSM Capital Corporation report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/129789" } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1216872115.0, "total_employees": 12, "filing_date": "2021-03-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1458688737.0, "total_employees": 11, "filing_date": "2022-03-25" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1327926453.0, "total_employees": 10, "filing_date": "2023-03-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1528310009.0, "total_employees": 9, "filing_date": "2024-07-09" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1735377201.0, "total_employees": 10, "filing_date": "2025-03-26" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1848163156.0, "total_employees": 9, "filing_date": "2026-03-31" } ], "recent_changes": [], "fees_from_brochure": null, "custodians": [ { "name": "Pershing Advisor Solutions LLC", "name_as_filed": "PERSHING ADVISOR SOLUTIONS LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/csm-capital-corporation-new-york-ny-129789.md", "clients": [ { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 36, "fewer_than_5": false, "raum": 630183394.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 2, "fewer_than_5": false, "raum": 0.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 13, "fewer_than_5": false, "raum": 5474668.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 4, "fewer_than_5": false, "raum": 1212505094.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/129789", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }