# CSI Wealth Management

> CSI Wealth Management is a state-registered investment advisory firm in Arcadia, CA, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated June 1, 2026.

- CRD: 328963
- Filed as: CSI WEALTH MANAGEMENT
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Arcadia, CA
- Filing period: October 2026
- Form ADV filing dated: June 1, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/328963
- AdvisorCensus page: https://advisorcensus.com/firm/csi-wealth-management-arcadia-ca-328963

## Quick answers

**How is CSI Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), CSI Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is CSI Wealth Management located?**
CSI Wealth Management's principal office is in Arcadia, CA, according to its Form ADV.

**Is CSI Wealth Management registered with the SEC or a state?**
CSI Wealth Management is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 328963.

**How much does CSI Wealth Management manage?**
CSI Wealth Management reports $12,087,750 in regulatory assets under management in its Form ADV filing dated June 1, 2026 (100% discretionary).

**What types of clients does CSI Wealth Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (50); high net worth individuals (1).

**Does CSI Wealth Management report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/328963

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $12,087,750
- Discretionary: $12,087,750
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 50 | $10,345,352 |
| High net worth individuals | 1 | $1,742,398 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2024 (2 years)
- Employees: 3 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/328963

### Websites listed on Form ADV (Item 1.I)
- csiwealth.org
- Facebook @csiwealthmgmt
- LinkedIn @csi-wealth-management
- LinkedIn @rick-miller-96761513

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. CSI Wealth Management (CRD 328963): Form ADV filing data as of October 2026.