{
  "crd_number": 157296,
  "slug": "crystal-rock-capital-management-llc-bannockburn-il-157296",
  "primary_business_name": "CRYSTAL ROCK CAPITAL MANAGEMENT, LLC.",
  "legal_name": "CRYSTAL ROCK CAPITAL MANAGEMENT, LLC.",
  "dbas": [],
  "city": "Bannockburn",
  "state": "IL",
  "country": "United States",
  "cbsa_code": "16980",
  "metro": {
    "cbsa_code": "16980",
    "common_name": "Chicago",
    "msa_name": "Chicago-Naperville-Elgin, IL-IN",
    "path": "/advisors/il/chicago"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2012-02-13",
  "years_registered": 14,
  "period": "2026-10-01",
  "filing_date": "2026-02-04",
  "carried_forward": false,
  "raum_total": 203891787.0,
  "raum_discretionary": 203891787.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 4,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "high_net_worth_individuals": {
      "raum": 51575150.0,
      "count": null,
      "fewer_than_5": true
    },
    "pooled_investment_vehicles": {
      "raum": 152316637.0,
      "count": 1
    }
  },
  "compensation_types": [
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ"
  ],
  "websites": [
    "https://crystalrockcap.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/157296",
  "city_as_filed": "BANNOCKBURN",
  "url": "https://advisorcensus.com/firm/crystal-rock-capital-management-llc-bannockburn-il-157296",
  "display_name": "Crystal Rock Capital Management, LLC.",
  "summary": "Crystal Rock Capital Management, LLC. is an SEC-registered investment advisory firm in Bannockburn, IL, registered since 2012, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 4, 2026.",
  "citation": "AdvisorCensus. Crystal Rock Capital Management, LLC. (CRD 157296): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Other"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Crystal Rock Capital Management, LLC. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Crystal Rock Capital Management, LLC. reports these compensation arrangements: a percentage of assets under its management; other."
    },
    {
      "q": "Where is Crystal Rock Capital Management, LLC. located?",
      "a": "Crystal Rock Capital Management, LLC.'s principal office is in Bannockburn, IL, according to its Form ADV."
    },
    {
      "q": "Is Crystal Rock Capital Management, LLC. registered with the SEC or a state?",
      "a": "Crystal Rock Capital Management, LLC. is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 157296."
    },
    {
      "q": "How much does Crystal Rock Capital Management, LLC. manage?",
      "a": "Crystal Rock Capital Management, LLC. reports $203,891,787 in regulatory assets under management in its Form ADV filing dated February 4, 2026 (100% discretionary)."
    },
    {
      "q": "How have Crystal Rock Capital Management, LLC.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Crystal Rock Capital Management, LLC.: Regulatory assets under management: $187,317,364 in the October 2021 data and $203,891,787 in the October 2026 data, up 9%. Total employees: 7 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Crystal Rock Capital Management, LLC. serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (1)."
    },
    {
      "q": "Which custodians does Crystal Rock Capital Management, LLC. use?",
      "a": "Crystal Rock Capital Management, LLC.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Bank of America, N.A. and J.P. Morgan Securities LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Crystal Rock Capital Management, LLC. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/157296"
    },
    {
      "q": "Does Crystal Rock Capital Management, LLC. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated February 4, 2026 says: \"There is no set minimum investment amount to invest in the Fund or to open a Managed Account, although all investment amounts are subject to approval by Crystal Rock in its sole discretion.\""
    },
    {
      "q": "What changed in Crystal Rock Capital Management, LLC.'s recent Form ADV filings?",
      "a": "In the March 2026 filing data: Regulatory assets under management went from $178,029,292 to $203,891,787 (+15%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 187317364.0,
      "total_employees": 7,
      "filing_date": "2021-02-19"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 211385078.0,
      "total_employees": 6,
      "filing_date": "2022-03-04"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 135032701.0,
      "total_employees": 5,
      "filing_date": "2023-03-15"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 161581302.0,
      "total_employees": 4,
      "filing_date": "2024-07-11"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 178029292.0,
      "total_employees": 4,
      "filing_date": "2025-01-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 203891787.0,
      "total_employees": 4,
      "filing_date": "2026-02-04"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $178,029,292 to $203,891,787 (+15%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 4, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "There is no set minimum investment amount to invest in the Fund or to open a Managed Account, although all investment amounts are subject to approval by Crystal Rock in its sole discretion."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "There is no set minimum investment amount to invest in the Fund or to open a Managed Account, although all investment amounts are subject to approval by Crystal Rock in its sole discretion."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Bank of America, N.A.",
      "name_as_filed": "BANK OF AMERICA, N.A.",
      "affiliated": false
    },
    {
      "name": "J.P. Morgan Securities LLC",
      "name_as_filed": "J.P. MORGAN SECURITIES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/crystal-rock-capital-management-llc-bannockburn-il-157296.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": null,
      "fewer_than_5": true,
      "raum": 51575150.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 1,
      "fewer_than_5": false,
      "raum": 152316637.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/157296",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}