# Cruiser Capital Advisors, LLC

> Cruiser Capital Advisors, LLC is an SEC-registered investment advisory firm in Stamford, CT, registered since 2013, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 168739
- Filed as: CRUISER CAPITAL ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Stamford, CT
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/168739
- AdvisorCensus page: https://advisorcensus.com/firm/cruiser-capital-advisors-llc-stamford-ct-168739

## Quick answers

**How is Cruiser Capital Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Cruiser Capital Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Cruiser Capital Advisors, LLC located?**
Cruiser Capital Advisors, LLC's principal office is in Stamford, CT, according to its Form ADV.

**Is Cruiser Capital Advisors, LLC registered with the SEC or a state?**
Cruiser Capital Advisors, LLC is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 168739.

**How much does Cruiser Capital Advisors, LLC manage?**
Cruiser Capital Advisors, LLC reports $104,440,949 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Cruiser Capital Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Cruiser Capital Advisors, LLC: Regulatory assets under management: $118,851,159 in the October 2021 data and $104,440,949 in the October 2026 data, down 12%. Total employees: 3 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Cruiser Capital Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (3); pooled investment vehicles (other than investment companies and business development companies) (3).

**Which custodians does Cruiser Capital Advisors, LLC use?**
Cruiser Capital Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Goldman Sachs & Co. LLC, Interactive Brokers LLC and Pershing LLC as custodians holding 10% or more of its separately managed account assets.

**Does Cruiser Capital Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/168739

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Goldman Sachs & Co. LLC
- Interactive Brokers LLC
- Pershing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $104,440,949
- Discretionary: $104,440,949
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 3 | $37,799,942 |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $66,641,007 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2013 (13 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- cruisercap.com
- LinkedIn @cruiser-capital-advisors-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $118,851,159 | 3 | March 31, 2021 |
| October 2022 | $131,501,328 | 2 | July 29, 2022 |
| October 2023 | $162,930,115 | 2 | March 31, 2023 |
| October 2024 | $91,049,240 | 2 | March 28, 2024 |
| October 2025 | $106,731,733 | 2 | March 31, 2025 |
| October 2026 | $104,440,949 | 2 | March 31, 2026 |

Regulatory assets under management: $118,851,159 in the October 2021 data and $104,440,949 in the October 2026 data, down 12%.
Total employees: 3 in October 2021 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Cruiser Capital Advisors, LLC (CRD 168739): Form ADV filing data as of October 2026.