# Crownstone Advisory & Investment Corp

> Crownstone Advisory & Investment Corp is an SEC-registered investment advisory firm in New York, NY, registered since 2026, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 22, 2026.

- CRD: 339959
- Filed as: CROWNSTONE ADVISORY & INVESTMENT CORP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: September 22, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/339959
- AdvisorCensus page: https://advisorcensus.com/firm/crownstone-advisory-and-investment-corp-new-york-ny-339959

## Quick answers

**How is Crownstone Advisory & Investment Corp compensated?**
On its Form ADV (Item 5.E, October 2026), Crownstone Advisory & Investment Corp reports these compensation arrangements: a percentage of assets under its management.

**What does Crownstone Advisory & Investment Corp's brochure say about its fees?**
Its Form ADV Part 2A brochure dated April 14, 2026 states: Up to $500,000: 1.25% a year; $500,001 to $1,000,000: 1.15% a year; Above $1,000,001: 1% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Crownstone Advisory & Investment Corp located?**
Crownstone Advisory & Investment Corp's principal office is in New York, NY, according to its Form ADV.

**Is Crownstone Advisory & Investment Corp registered with the SEC or a state?**
Crownstone Advisory & Investment Corp is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 339959.

**How much does Crownstone Advisory & Investment Corp manage?**
Crownstone Advisory & Investment Corp reports $3,000,000,000 in regulatory assets under management in its Form ADV filing dated September 22, 2026 (0% discretionary).

**What types of clients does Crownstone Advisory & Investment Corp serve?**
By number of clients on Form ADV Item 5.D: investment companies (1).

**Does Crownstone Advisory & Investment Corp report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/339959

**Does Crownstone Advisory & Investment Corp state an account minimum?**
Its Form ADV Part 2A brochure dated April 14, 2026 says: "There is no account minimum for any of CAIC’s services."

**What changed in Crownstone Advisory & Investment Corp's recent Form ADV filings?**
In the October 2026 filing data: Regulatory assets under management went from $0 to $3,000,000,000. Registered or notice-filed in NY.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated April 14, 2026)

- Up to $500,000: 1.25% a year
- $500,001 to $1,000,000: 1.15% a year
- Above $1,000,001: 1% a year

> Total Assets Under Management Annual Fees $0 - $500,000 1.25% $500,001 - $1,000,000 1.15% $1,000,001 – AND UP 1.00%

- Account minimum: None

> There is no account minimum for any of CAIC’s services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $3,000,000,000
- Discretionary: $0
- Non-discretionary: $3,000,000,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 1 | $3,000,000,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2026 (0 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, GA, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- crownstoneinvestmentadvisory.com

## Changes in the filing (last 12 months)

### October 2026
- Regulatory assets under management went from $0 to $3,000,000,000.
- Registered or notice-filed in NY.

### June 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Crownstone Advisory & Investment Corp (CRD 339959): Form ADV filing data as of October 2026.