{
  "crd_number": 339959,
  "slug": "crownstone-advisory-and-investment-corp-new-york-ny-339959",
  "primary_business_name": "CROWNSTONE ADVISORY & INVESTMENT CORP",
  "legal_name": "CROWNSTONE ADVISORY & INVESTMENT CORP",
  "dbas": [],
  "city": "New York",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2026-05-21",
  "years_registered": 0,
  "period": "2026-10-01",
  "filing_date": "2026-09-22",
  "carried_forward": false,
  "raum_total": 3000000000.0,
  "raum_discretionary": 0.0,
  "raum_non_discretionary": 3000000000.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 2,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "investment_companies": {
      "raum": 3000000000.0,
      "count": 1
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "GA",
    "NY"
  ],
  "websites": [
    "https://crownstoneinvestmentadvisory.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/339959",
  "city_as_filed": "NEW YORK",
  "url": "https://advisorcensus.com/firm/crownstone-advisory-and-investment-corp-new-york-ny-339959",
  "display_name": "Crownstone Advisory & Investment Corp",
  "summary": "Crownstone Advisory & Investment Corp is an SEC-registered investment advisory firm in New York, NY, registered since 2026, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 22, 2026.",
  "citation": "AdvisorCensus. Crownstone Advisory & Investment Corp (CRD 339959): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Crownstone Advisory & Investment Corp compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Crownstone Advisory & Investment Corp reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Crownstone Advisory & Investment Corp charge?",
      "a": "Its Form ADV Part 2A brochure dated April 14, 2026 states: Up to $500,000: 1.25% a year; $500,001 to $1,000,000: 1.15% a year; Above $1,000,001: 1% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Crownstone Advisory & Investment Corp located?",
      "a": "Crownstone Advisory & Investment Corp's principal office is in New York, NY, according to its Form ADV."
    },
    {
      "q": "Is Crownstone Advisory & Investment Corp registered with the SEC or a state?",
      "a": "Crownstone Advisory & Investment Corp is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 339959."
    },
    {
      "q": "How much does Crownstone Advisory & Investment Corp manage?",
      "a": "Crownstone Advisory & Investment Corp reports $3,000,000,000 in regulatory assets under management in its Form ADV filing dated September 22, 2026 (0% discretionary)."
    },
    {
      "q": "What types of clients does Crownstone Advisory & Investment Corp serve?",
      "a": "By number of clients on Form ADV Item 5.D: investment companies (1)."
    },
    {
      "q": "Does Crownstone Advisory & Investment Corp report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/339959"
    },
    {
      "q": "Does Crownstone Advisory & Investment Corp state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated April 14, 2026 says: \"There is no account minimum for any of CAIC’s services.\""
    },
    {
      "q": "What changed in Crownstone Advisory & Investment Corp's recent Form ADV filings?",
      "a": "In the October 2026 filing data: Regulatory assets under management went from $0 to $3,000,000,000. Registered or notice-filed in NY."
    }
  ],
  "filing_history": [],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Regulatory assets under management went from $0 to $3,000,000,000.",
        "Registered or notice-filed in NY."
      ]
    },
    {
      "period": "2026-06-01",
      "period_label": "June 2026",
      "notes": [
        "Newly registered with the SEC."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated April 14, 2026",
    "provided_by_the_firm": false,
    "tiers": [
      {
        "band": "Up to $500,000",
        "rate": "1.25%"
      },
      {
        "band": "$500,001 to $1,000,000",
        "rate": "1.15%"
      },
      {
        "band": "Above $1,000,001",
        "rate": "1%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $500,000: 1.25% a year",
          "$500,001 to $1,000,000: 1.15% a year",
          "Above $1,000,001: 1% a year"
        ],
        "quotes": [
          "Total Assets Under Management Annual Fees \n$0 - $500,000 1.25% \n$500,001 - $1,000,000 1.15% \n$1,000,001 – AND UP 1.00%"
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "There is no account minimum for any of CAIC’s services."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": 500000.0,
          "rate_pct": 1.25
        },
        {
          "min": 500001.0,
          "max": 1000000.0,
          "rate_pct": 1.15
        },
        {
          "min": 1000001.0,
          "max": null,
          "rate_pct": 1.0
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Total Assets Under Management Annual Fees \n$0 - $500,000 1.25% \n$500,001 - $1,000,000 1.15% \n$1,000,001 – AND UP 1.00%",
      "There is no account minimum for any of CAIC’s services."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/crownstone-advisory-and-investment-corp-new-york-ny-339959.md",
  "clients": [
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 1,
      "fewer_than_5": false,
      "raum": 3000000000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/339959",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}