# Crown Oak Advisors

> Crown Oak Advisors is an SEC-registered investment advisory firm, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 10, 2026.

- CRD: 309749
- Filed as: CROWN OAK ADVISORS
- Legal name: Crown Oak Advisors, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: February 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/309749
- AdvisorCensus page: https://advisorcensus.com/firm/crown-oak-advisors-309749

## Quick answers

**How is Crown Oak Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Crown Oak Advisors reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Is Crown Oak Advisors registered with the SEC or a state?**
Crown Oak Advisors is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 309749.

**How much does Crown Oak Advisors manage?**
Crown Oak Advisors reports $235,630,503 in regulatory assets under management in its Form ADV filing dated February 10, 2026 (100% discretionary).

**How have Crown Oak Advisors' assets and staff changed since 2023?**
In the Form ADV data for Crown Oak Advisors: Regulatory assets under management: $133,308,999 in the October 2023 data and $235,630,503 in the October 2026 data, up 77%. Total employees: 2 in October 2023 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Crown Oak Advisors serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (30); individuals (other than high net worth individuals) (24).

**Which custodians does Crown Oak Advisors use?**
Crown Oak Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Distributors Company LLC as custodians holding 10% or more of its separately managed account assets.

**Does Crown Oak Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/309749

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Distributors Company LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $235,630,503
- Discretionary: $235,630,503
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 24 | $7,531,852 |
| High net worth individuals | 30 | $228,098,651 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2023 (3 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, LA, UT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the March 2026 filing
- San Diego, CA

### Websites listed on Form ADV (Item 1.I)
- crownoakadvisors.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $133,308,999 | 2 | June 9, 2023 |
| October 2024 | $184,897,265 | 2 | February 16, 2024 |
| October 2025 | $219,560,155 | 2 | February 26, 2025 |
| October 2026 | $235,630,503 | 2 | February 10, 2026 |

Regulatory assets under management: $133,308,999 in the October 2023 data and $235,630,503 in the October 2026 data, up 77%.
Total employees: 2 in October 2023 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Crown Oak Advisors (CRD 309749): Form ADV filing data as of October 2026.