{
  "crd_number": 286443,
  "slug": "crosspoint-financial-llc-tustin-ca-286443",
  "primary_business_name": "CROSSPOINT FINANCIAL, LLC",
  "legal_name": "CROSSPOINT FINANCIAL, LLC",
  "dbas": [],
  "city": "Tustin",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "31080",
  "metro": {
    "cbsa_code": "31080",
    "common_name": "Los Angeles",
    "msa_name": "Los Angeles-Long Beach-Anaheim, CA",
    "path": "/advisors/ca/los-angeles"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2022-04-07",
  "years_registered": 4,
  "period": "2026-10-01",
  "filing_date": "2026-03-24",
  "carried_forward": false,
  "raum_total": 157077817.0,
  "raum_discretionary": 157077817.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 28543780.0,
      "count": 165
    },
    "high_net_worth_individuals": {
      "raum": 128534037.0,
      "count": 117
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "TX"
  ],
  "websites": [
    "https://crosspointfp.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/286443",
  "city_as_filed": "TUSTIN",
  "url": "https://advisorcensus.com/firm/crosspoint-financial-llc-tustin-ca-286443",
  "display_name": "Crosspoint Financial, LLC",
  "summary": "Crosspoint Financial, LLC is an SEC-registered investment advisory firm in Tustin, CA, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.",
  "citation": "AdvisorCensus. Crosspoint Financial, LLC (CRD 286443): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Crosspoint Financial, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Crosspoint Financial, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Crosspoint Financial, LLC located?",
      "a": "Crosspoint Financial, LLC's principal office is in Tustin, CA, according to its Form ADV."
    },
    {
      "q": "Is Crosspoint Financial, LLC registered with the SEC or a state?",
      "a": "Crosspoint Financial, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 286443."
    },
    {
      "q": "How much does Crosspoint Financial, LLC manage?",
      "a": "Crosspoint Financial, LLC reports $157,077,817 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (100% discretionary)."
    },
    {
      "q": "How have Crosspoint Financial, LLC's assets and staff changed since 2022?",
      "a": "In the Form ADV data for Crosspoint Financial, LLC: Regulatory assets under management: $114,183,925 in the October 2022 data and $157,077,817 in the October 2026 data, up 38%. Total employees: 1 in October 2022 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Crosspoint Financial, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (165); high net worth individuals (117)."
    },
    {
      "q": "Which custodians does Crosspoint Financial, LLC use?",
      "a": "Crosspoint Financial, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Crosspoint Financial, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/286443"
    },
    {
      "q": "What changed in Crosspoint Financial, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $138,445,327 to $157,077,817 (+13%)."
    }
  ],
  "filing_history": [
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 114183925.0,
      "total_employees": 1,
      "filing_date": "2022-06-17"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 105026268.0,
      "total_employees": 1,
      "filing_date": "2023-03-07"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 123798777.0,
      "total_employees": 1,
      "filing_date": "2024-03-06"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 138445327.0,
      "total_employees": 1,
      "filing_date": "2025-06-12"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 157077817.0,
      "total_employees": 1,
      "filing_date": "2026-03-24"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $138,445,327 to $157,077,817 (+13%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/crosspoint-financial-llc-tustin-ca-286443.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 165,
      "fewer_than_5": false,
      "raum": 28543780.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 117,
      "fewer_than_5": false,
      "raum": 128534037.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/286443",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}