# Crossmarket Capital, LLC

> Crossmarket Capital, LLC is a state-registered investment advisory firm in Newport Beach, CA, reporting under $25 million in regulatory assets under management in its Form ADV filing dated December 21, 2021.

- CRD: 168947
- Filed as: CROSSMARKET CAPITAL, LLC
- Registration: State-registered investment adviser (status as filed: TERMREQUEST)
- Location: Newport Beach, CA
- Filing period: October 2026
- Form ADV filing dated: December 21, 2021
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/168947
- AdvisorCensus page: https://advisorcensus.com/firm/crossmarket-capital-llc-newport-beach-ca-168947

## Quick answers

**How is Crossmarket Capital, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Crossmarket Capital, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Crossmarket Capital, LLC located?**
Crossmarket Capital, LLC's principal office is in Newport Beach, CA, according to its Form ADV.

**Is Crossmarket Capital, LLC registered with the SEC or a state?**
Crossmarket Capital, LLC is a state-registered investment advisory firm. Status as filed: TERMREQUEST. CRD 168947.

**How much does Crossmarket Capital, LLC manage?**
Crossmarket Capital, LLC reports $22,250,000 in regulatory assets under management in its Form ADV filing dated December 21, 2021 (32% discretionary).

**What types of clients does Crossmarket Capital, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (95); high net worth individuals (40); pension and profit sharing plans (but not the plan participants or government pension plans) (5).

**Does Crossmarket Capital, LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.H(2) (pending civil proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/168947

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $22,250,000
- Discretionary: $7,150,000
- Non-discretionary: $15,100,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 95 | $2,400,000 |
| High net worth individuals | 40 | $15,100,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $4,750,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other

### Firm details
- Registered since: Not reported
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.H(2): Is the firm or an advisory affiliate now the subject of a civil proceeding that could result in a yes answer to any part of 11.H(1)?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/168947

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Crossmarket Capital, LLC (CRD 168947): Form ADV filing data as of October 2026.