{ "crd_number": 286594, "slug": "crossingbridge-advisors-llc-pleasantville-ny-286594", "primary_business_name": "CROSSINGBRIDGE ADVISORS, LLC", "legal_name": "CROSSINGBRIDGE ADVISORS, LLC", "dbas": [], "city": "Pleasantville", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2017-02-27", "years_registered": 9, "period": "2026-10-01", "filing_date": "2026-06-29", "carried_forward": false, "raum_total": 4182059071.0, "raum_discretionary": 4182059071.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 16, "advisory_employees": 11, "client_count_bucket": null, "clients_by_type": { "insurance_companies": { "raum": 127543077.0, "count": 1 }, "investment_companies": { "raum": 3705669042.0, "count": 10 }, "high_net_worth_individuals": { "raum": 74304799.0, "count": 27 }, "pooled_investment_vehicles": { "raum": 130714974.0, "count": 1 }, "corporations_other_businesses": { "raum": 143827179.0, "count": 10 } }, "compensation_types": [ "fixed", "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_individuals", "portfolio_management_investment_companies", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "NY" ], "websites": [ "https://crossingbridge.com", "https://crossingbridgeadvisors.com", "https://crossingbridgefunds.com", "https://linkedin.com/company/crossingbridge-advisors-llc", "https://twitter.com/cbfunds", "https://youtube.com/@crossingbridgeadvisors7406" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/286594", "city_as_filed": "PLEASANTVILLE", "url": "https://advisorcensus.com/firm/crossingbridge-advisors-llc-pleasantville-ny-286594", "display_name": "Crossingbridge Advisors, LLC", "summary": "Crossingbridge Advisors, LLC is an SEC-registered investment advisory firm in Pleasantville, NY, registered since 2017, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 29, 2026.", "citation": "AdvisorCensus. Crossingbridge Advisors, LLC (CRD 286594): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for investment companies (and business development companies)", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Crossingbridge Advisors, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Crossingbridge Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Crossingbridge Advisors, LLC located?", "a": "Crossingbridge Advisors, LLC's principal office is in Pleasantville, NY, according to its Form ADV." }, { "q": "Is Crossingbridge Advisors, LLC registered with the SEC or a state?", "a": "Crossingbridge Advisors, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 286594." }, { "q": "How much does Crossingbridge Advisors, LLC manage?", "a": "Crossingbridge Advisors, LLC reports $4,182,059,071 in regulatory assets under management in its Form ADV filing dated June 29, 2026 (100% discretionary)." }, { "q": "How have Crossingbridge Advisors, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Crossingbridge Advisors, LLC: Regulatory assets under management: $807,142,609 in the October 2021 data and $4,182,059,071 in the October 2026 data, up 418%. Total employees: 12 in October 2021 and 16 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Crossingbridge Advisors, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (27); investment companies (10); corporations or other businesses not listed above (10)." }, { "q": "Which custodians does Crossingbridge Advisors, LLC use?", "a": "Crossingbridge Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Northern Trust and US Bank as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Crossingbridge Advisors, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/286594" }, { "q": "What changed in Crossingbridge Advisors, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 9 to 11. Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 807142609.0, "total_employees": 12, "filing_date": "2021-03-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1368679220.0, "total_employees": 13, "filing_date": "2022-03-30" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1278242956.0, "total_employees": 10, "filing_date": "2023-03-30" }, { "period": "2024-10-01", "regulatory_assets_under_management": 2780687250.0, "total_employees": 14, "filing_date": "2024-04-08" }, { "period": "2025-10-01", "regulatory_assets_under_management": 3896648497.0, "total_employees": 14, "filing_date": "2025-06-24" }, { "period": "2026-10-01", "regulatory_assets_under_management": 4182059071.0, "total_employees": 16, "filing_date": "2026-06-29" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 9 to 11.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Northern Trust", "name_as_filed": "NORTHERN TRUST", "affiliated": false }, { "name": "US Bank", "name_as_filed": "US BANK", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/crossingbridge-advisors-llc-pleasantville-ny-286594.md", "clients": [ { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 27, "fewer_than_5": false, "raum": 74304799.0 }, { "type": "investment_companies", "label": "Investment companies", "count": 10, "fewer_than_5": false, "raum": 3705669042.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 1, "fewer_than_5": false, "raum": 130714974.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": 1, "fewer_than_5": false, "raum": 127543077.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 10, "fewer_than_5": false, "raum": 143827179.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/286594", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }