# Crest Financial, LLC

> Crest Financial, LLC is a state-registered investment advisory firm, registered since 2024, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 10, 2026.

- CRD: 332357
- Filed as: CREST FINANCIAL, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Oregon
- Filing period: October 2026
- Form ADV filing dated: February 10, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/332357
- AdvisorCensus page: https://advisorcensus.com/firm/crest-financial-llc-332357

## Quick answers

**How is Crest Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Crest Financial, LLC reports these compensation arrangements: hourly charges; subscription fees (for a newsletter or periodical); fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Crest Financial, LLC registered with the SEC or a state?**
Crest Financial, LLC is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 332357.

**How much does Crest Financial, LLC manage?**
Crest Financial, LLC reports $45,069,488 in regulatory assets under management in its Form ADV filing dated February 10, 2026 (100% discretionary).

**What types of clients does Crest Financial, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (32); high net worth individuals (15); corporations or other businesses not listed above (4).

**Does Crest Financial, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/332357

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $45,069,488
- Discretionary: $45,069,488
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 32 | $14,828,610 |
| High net worth individuals | 15 | $23,345,878 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $4,125,000 |
| Corporations or other businesses not listed above | 4 | $2,770,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Publication of periodicals or newsletters

### Firm details
- Registered since: 2024 (2 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OR
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- crestfinancialllc.com
- myetf401k.com
- Facebook facebook.com
- LinkedIn @doug-richards-clu®-chfc®-cfp®-aifa®-cpfa-®-6946398

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Crest Financial, LLC (CRD 332357): Form ADV filing data as of October 2026.