{ "crd_number": 146666, "slug": "crescent-city-retirement-group-metairie-la-146666", "primary_business_name": "CRESCENT CITY RETIREMENT GROUP", "legal_name": "CRESCENT CITY RETIREMENT GROUP, LLC", "dbas": [], "city": "Metairie", "state": "LA", "country": "United States", "cbsa_code": "35380", "metro": { "cbsa_code": "35380", "common_name": "New Orleans", "msa_name": "New Orleans-Metairie, LA", "path": "/advisors/la/new-orleans" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2025-07-17", "years_registered": 1, "period": "2026-10-01", "filing_date": "2026-04-28", "carried_forward": false, "raum_total": 130923958.0, "raum_discretionary": 130923958.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 12, "advisory_employees": 4, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 99814484.0, "count": 918 }, "high_net_worth_individuals": { "raum": 31109474.0, "count": 15 } }, "compensation_types": [ "fixed", "hourly", "other", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "pension_consulting", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "AL", "FL", "LA", "MI", "TX" ], "websites": [ "https://crescentcityretirement.com", "https://facebook.com/CRESCENT-CITY-RETIREMENT-GROUP-LLC", "https://instagram.com/crescentcityretirementgroup", "https://thefinancialhq.com/crescentcity", "https://theretirementkeys.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/146666", "city_as_filed": "METAIRIE", "url": "https://advisorcensus.com/firm/crescent-city-retirement-group-metairie-la-146666", "display_name": "Crescent City Retirement Group", "summary": "Crescent City Retirement Group is an SEC-registered investment advisory firm in Metairie, LA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 28, 2026.", "citation": "AdvisorCensus. Crescent City Retirement Group (CRD 146666): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)", "Other" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Pension consulting services", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Crescent City Retirement Group compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Crescent City Retirement Group reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other." }, { "q": "Where is Crescent City Retirement Group located?", "a": "Crescent City Retirement Group's principal office is in Metairie, LA, according to its Form ADV; the May 2026 filing also lists 2 other offices (Schedule D, Section 1.F)." }, { "q": "Is Crescent City Retirement Group registered with the SEC or a state?", "a": "Crescent City Retirement Group is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 146666." }, { "q": "How much does Crescent City Retirement Group manage?", "a": "Crescent City Retirement Group reports $130,923,958 in regulatory assets under management in its Form ADV filing dated April 28, 2026 (100% discretionary)." }, { "q": "How have Crescent City Retirement Group's assets and staff changed since 2025?", "a": "In the Form ADV data for Crescent City Retirement Group: Regulatory assets under management: $109,000,000 in the October 2025 data and $130,923,958 in the October 2026 data, up 20%. Total employees: 9 in October 2025 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Crescent City Retirement Group serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (918); high net worth individuals (15)." }, { "q": "Which custodians does Crescent City Retirement Group use?", "a": "Crescent City Retirement Group's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Altruist Financial LLC and Charles Schwab & Co., Inc. as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Crescent City Retirement Group report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/146666" }, { "q": "Does Crescent City Retirement Group state an account minimum?", "a": "Its Form ADV Part 2A brochure dated April 28, 2026 says: \"Crescent City does not require a minimum to open an account.\"" }, { "q": "What changed in Crescent City Retirement Group's recent Form ADV filings?", "a": "In the February 2026 filing data: Employees performing advisory functions went from 1 to 4. Regulatory assets under management went from $109,000,000 to $124,565,342 (+14%). No longer lists an office in Baton Rouge, LA." } ], "filing_history": [ { "period": "2025-10-01", "regulatory_assets_under_management": 109000000.0, "total_employees": 9, "filing_date": "2025-07-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 130923958.0, "total_employees": 12, "filing_date": "2026-04-28" } ], "recent_changes": [ { "period": "2026-02-01", "period_label": "February 2026", "notes": [ "Employees performing advisory functions went from 1 to 4.", "Regulatory assets under management went from $109,000,000 to $124,565,342 (+14%).", "No longer lists an office in Baton Rouge, LA." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated April 28, 2026", "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": "None", "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "figures": [ { "label": "Account minimum", "statements": [ "Account minimum: None" ], "quotes": [ "Crescent City does not require a minimum to open an account." ] } ], "quotes": [ "Crescent City does not require a minimum to open an account." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "Altruist Financial LLC", "name_as_filed": "ALTRUIST FINANCIAL LLC", "affiliated": false }, { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/crescent-city-retirement-group-metairie-la-146666.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 918, "fewer_than_5": false, "raum": 99814484.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 15, "fewer_than_5": false, "raum": 31109474.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/146666", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }