# Credit Union Investment Services

> Credit Union Investment Services is a state-registered investment advisory firm in Raleigh, NC, registered since 2007, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated September 28, 2026.

- CRD: 144871
- Filed as: CREDIT UNION INVESTMENT SERVICES
- Legal name: Credit Union Investment Services, Inc.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Raleigh, NC
- Filing period: October 2026
- Form ADV filing dated: September 28, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/144871
- AdvisorCensus page: https://advisorcensus.com/firm/credit-union-investment-services-raleigh-nc-144871

## Quick answers

**How is Credit Union Investment Services compensated?**
On its Form ADV (Item 5.E, October 2026), Credit Union Investment Services reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Credit Union Investment Services located?**
Credit Union Investment Services' principal office is in Raleigh, NC, according to its Form ADV.

**Is Credit Union Investment Services registered with the SEC or a state?**
Credit Union Investment Services is a state-registered investment advisory firm, registered since 2007. Status as filed: APPROVED. CRD 144871.

**How much does Credit Union Investment Services manage?**
Credit Union Investment Services reports $93,575,488 in regulatory assets under management in its Form ADV filing dated September 28, 2026 (0% discretionary).

**What types of clients does Credit Union Investment Services serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (233); high net worth individuals (54).

**Does Credit Union Investment Services report any disciplinary disclosures?**
Reports 6 disclosure items on Form ADV Item 11: yes answers to 11.B(2) (charge for a listed misdemeanor in the past ten years), 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct), 11.D(2) (another regulator's finding of a violation), 11.D(4) (another regulator's order in the past ten years), 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction), and 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/144871

**What changed in Credit Union Investment Services' recent Form ADV filings?**
In the October 2026 filing data: Employees performing advisory functions went from 258 to 254. Regulatory assets under management went from $110,960 to $93,575,488 (+84233%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $93,575,488
- Discretionary: $0
- Non-discretionary: $93,575,488

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 233 | $59,602,436 |
| High net worth individuals | 54 | $33,973,052 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2007 (19 years)
- Employees: 259 total, 254 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: NC
- Disclosures (Item 11): Reports 6 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.B(2): In the past ten years, has the firm or an advisory affiliate been charged with one of the misdemeanors listed in 11.B(1)?
- 11.D(1): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/144871

### Websites listed on Form ADV (Item 1.I)
- [ncsecu.org](https://ncsecu.org)

## Changes in the filing (last 12 months)

### October 2026
- Employees performing advisory functions went from 258 to 254.
- Regulatory assets under management went from $110,960 to $93,575,488 (+84233%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Credit Union Investment Services (CRD 144871): Form ADV filing data as of October 2026.