{ "crd_number": 110484, "slug": "creative-resources-investment-advisors-llc-cranston-ri-110484", "primary_business_name": "CREATIVE RESOURCES INVESTMENT ADVISORS LLC", "legal_name": "CREATIVE RESOURCES INVESTMENT ADVISORS, LLC", "dbas": [], "city": "Cranston", "state": "RI", "country": "United States", "cbsa_code": "39300", "metro": { "cbsa_code": "39300", "common_name": "Providence", "msa_name": "Providence-Warwick, RI-MA", "path": "/advisors/ri/providence" }, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2012-06-27", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-03-28", "carried_forward": false, "raum_total": 16723086.0, "raum_discretionary": 11891596.0, "raum_non_discretionary": 4831490.0, "raum_band": "under_25m", "raum_band_label": "Under $25 million", "total_employees": 4, "advisory_employees": 3, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 2968500.0, "count": 65 }, "high_net_worth_individuals": { "raum": 13754586.0, "count": 20 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "pension_consulting", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 3, "states_registered": [ "CA", "FL", "IL", "MA", "MO", "NH", "RI" ], "websites": [ "https://criadvisors.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/110484", "disclosure_items": [ { "item": "11.C(2)", "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?" }, { "item": "11.C(5)", "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?" }, { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" } ], "city_as_filed": "CRANSTON", "url": "https://advisorcensus.com/firm/creative-resources-investment-advisors-llc-cranston-ri-110484", "display_name": "Creative Resources Investment Advisors LLC", "summary": "Creative Resources Investment Advisors LLC is a state-registered investment advisory firm in Cranston, RI, registered since 2012, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 28, 2026.", "citation": "AdvisorCensus. Creative Resources Investment Advisors LLC (CRD 110484): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients", "Pension consulting services", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Creative Resources Investment Advisors LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Creative Resources Investment Advisors LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Creative Resources Investment Advisors LLC located?", "a": "Creative Resources Investment Advisors LLC's principal office is in Cranston, RI, according to its Form ADV." }, { "q": "Is Creative Resources Investment Advisors LLC registered with the SEC or a state?", "a": "Creative Resources Investment Advisors LLC is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 110484." }, { "q": "How much does Creative Resources Investment Advisors LLC manage?", "a": "Creative Resources Investment Advisors LLC reports $16,723,086 in regulatory assets under management in its Form ADV filing dated March 28, 2026 (71% discretionary)." }, { "q": "What types of clients does Creative Resources Investment Advisors LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (65); high net worth individuals (20)." }, { "q": "Does Creative Resources Investment Advisors LLC report any disciplinary disclosures?", "a": "Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order), and 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/110484" } ], "filing_history": [], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/creative-resources-investment-advisors-llc-cranston-ri-110484.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 65, "fewer_than_5": false, "raum": 2968500.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 20, "fewer_than_5": false, "raum": 13754586.0 } ], "disclosure_line": "Reports 3 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/110484", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }