# COY Capital Management

> COY Capital Management is a state-registered investment advisory firm in Monroeville, PA, registered since 2011, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated June 2, 2026.

- CRD: 154993
- Filed as: COY CAPITAL MANAGEMENT
- Legal name: COY Capital Management, Inc.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Monroeville, PA
- Filing period: October 2026
- Form ADV filing dated: June 2, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/154993
- AdvisorCensus page: https://advisorcensus.com/firm/coy-capital-management-monroeville-pa-154993

## Quick answers

**How is COY Capital Management compensated?**
On its Form ADV (Item 5.E, October 2026), COY Capital Management reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is COY Capital Management located?**
COY Capital Management's principal office is in Monroeville, PA, according to its Form ADV.

**Is COY Capital Management registered with the SEC or a state?**
COY Capital Management is a state-registered investment advisory firm, registered since 2011. Status as filed: APPROVED. CRD 154993.

**How much does COY Capital Management manage?**
COY Capital Management reports $73,554,494 in regulatory assets under management in its Form ADV filing dated June 2, 2026 (0% discretionary).

**What types of clients does COY Capital Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (69); high net worth individuals (47); pooled investment vehicles (other than investment companies and business development companies) (1).

**Does COY Capital Management report any disciplinary disclosures?**
Reports 5 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation), 11.D(4) (another regulator's order in the past ten years), 11.E(2) (self-regulatory organization's finding of a rule violation), 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction), and 11.H(1)(b) (court finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/154993

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $73,554,494
- Discretionary: $0
- Non-discretionary: $73,554,494

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 69 | $9,147,578 |
| High net worth individuals | 47 | $31,443,943 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $29,190,872 |
| Corporations or other businesses not listed above | Fewer than 5 | $3,772,101 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2011 (15 years)
- Employees: 5 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: PA
- Disclosures (Item 11): Reports 5 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?
- 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?
- 11.H(1)(b): Has a domestic or foreign court ever found that the firm or an advisory affiliate was involved in a violation of investment-related statutes or regulations?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/154993

### Websites listed on Form ADV (Item 1.I)
- coycapital.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. COY Capital Management (CRD 154993): Form ADV filing data as of October 2026.