# COX Capital Management LLC

> COX Capital Management LLC is an SEC-registered investment advisory firm in Andover, MA, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 24, 2026.

- CRD: 117593
- Filed as: COX CAPITAL MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Andover, MA
- Filing period: October 2026
- Form ADV filing dated: September 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/117593
- AdvisorCensus page: https://advisorcensus.com/firm/cox-capital-management-llc-andover-ma-117593

## Quick answers

**How is COX Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), COX Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Where is COX Capital Management LLC located?**
COX Capital Management LLC's principal office is in Andover, MA, according to its Form ADV.

**Is COX Capital Management LLC registered with the SEC or a state?**
COX Capital Management LLC is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 117593.

**How much does COX Capital Management LLC manage?**
COX Capital Management LLC reports $360,953,558 in regulatory assets under management in its Form ADV filing dated September 24, 2026 (100% discretionary).

**How have COX Capital Management LLC's assets and staff changed since 2021?**
In the Form ADV data for COX Capital Management LLC: Regulatory assets under management: $234,511,680 in the October 2021 data and $360,953,558 in the October 2026 data, up 54%. Total employees: 5 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does COX Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (108); high net worth individuals (93); charitable organizations (10).

**Which custodians does COX Capital Management LLC use?**
COX Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Investments as a custodian holding 10% or more of its separately managed account assets.

**Does COX Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/117593

**Does COX Capital Management LLC state an account minimum?**
Its Form ADV Part 2A brochure dated February 25, 2026 says: "We do not impose any minimum account size for portfolio management services."

**What changed in COX Capital Management LLC's recent Form ADV filings?**
In the October 2026 filing data: Registered or notice-filed in NJ.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated February 25, 2026)

- Account minimum: None

> We do not impose any minimum account size for portfolio management services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Investments

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $360,953,558
- Discretionary: $360,953,558
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 108 | $44,132,693 |
| High net worth individuals | 93 | $291,360,793 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 10 | $22,276,442 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 5 | $3,183,630 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other

### Firm details
- Registered since: 2014 (12 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CT, FL, GA, MA, ME, NC, NH, NJ, NY, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- coxcapitalmanagement.com
- Facebook @COXCAPITAL

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $234,511,680 | 5 | May 7, 2021 |
| October 2022 | $286,036,701 | 3 | June 27, 2022 |
| October 2023 | $272,831,993 | 5 | June 8, 2023 |
| October 2024 | $304,315,354 | 4 | April 30, 2024 |
| October 2025 | $328,704,302 | 5 | March 7, 2025 |
| October 2026 | $360,953,558 | 4 | September 24, 2026 |

Regulatory assets under management: $234,511,680 in the October 2021 data and $360,953,558 in the October 2026 data, up 54%.
Total employees: 5 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Registered or notice-filed in NJ.

### January 2026
- Registered or notice-filed in CA, GA, NC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. COX Capital Management LLC (CRD 117593): Form ADV filing data as of October 2026.