# COX & Cook Wealth Advisors

> COX & Cook Wealth Advisors is an SEC-registered investment advisory firm in Dublin, OH, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 27, 2026.

- CRD: 173691
- Filed as: COX & COOK WEALTH ADVISORS
- Legal name: COX Financial Group Inc
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Dublin, OH
- Filing period: October 2026
- Form ADV filing dated: May 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/173691
- AdvisorCensus page: https://advisorcensus.com/firm/cox-and-cook-wealth-advisors-dublin-oh-173691

## Quick answers

**How is COX & Cook Wealth Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), COX & Cook Wealth Advisors reports these compensation arrangements: a percentage of assets under its management.

**Where is COX & Cook Wealth Advisors located?**
COX & Cook Wealth Advisors' principal office is in Dublin, OH, according to its Form ADV; the June 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is COX & Cook Wealth Advisors registered with the SEC or a state?**
COX & Cook Wealth Advisors is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 173691.

**How much does COX & Cook Wealth Advisors manage?**
COX & Cook Wealth Advisors reports $119,548,123 in regulatory assets under management in its Form ADV filing dated May 27, 2026 (91% discretionary).

**What types of clients does COX & Cook Wealth Advisors serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (160); high net worth individuals (63).

**Which custodians does COX & Cook Wealth Advisors use?**
COX & Cook Wealth Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does COX & Cook Wealth Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/173691

**Does COX & Cook Wealth Advisors state an account minimum?**
Its Form ADV Part 2A brochure dated May 27, 2026 says: "Cox & Cook Wealth Advisors exercises a $750,000 account minimum for management . Referral or legacy accounts are negotiable to a lower level."

**What changed in COX & Cook Wealth Advisors' recent Form ADV filings?**
In the May 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated May 27, 2026)

- Account minimum: $750,000 (the brochure says it may be waived or negotiated)

> Cox & Cook Wealth Advisors exercises a $750,000 account minimum for management . Referral or legacy accounts are negotiable to a lower level.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $119,548,123
- Discretionary: $108,487,112
- Non-discretionary: $11,061,011

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 160 | $38,549,065 |
| High net worth individuals | 63 | $80,999,058 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 2026 (0 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, OH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the June 2026 filing
- Sarasota, FL

### Websites listed on Form ADV (Item 1.I)
- plans2retire.com
- LinkedIn @cory-cook-25b33b44
- LinkedIn @j-daniel-cox-a8883416

## Changes in the filing (last 12 months)

### May 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. COX & Cook Wealth Advisors (CRD 173691): Form ADV filing data as of October 2026.