# Countryside Financial LLC

> Countryside Financial LLC is an SEC-registered investment advisory firm in Williamsville, NY, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated August 26, 2026.

- CRD: 337489
- Filed as: COUNTRYSIDE FINANCIAL LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Williamsville, NY
- Filing period: October 2026
- Form ADV filing dated: August 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/337489
- AdvisorCensus page: https://advisorcensus.com/firm/countryside-financial-llc-williamsville-ny-337489

## Quick answers

**How is Countryside Financial LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Countryside Financial LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Countryside Financial LLC charge?**
Its Form ADV Part 2A brochure dated July 14, 2026 states: Flat fee: $500 (Silver Plan financial planning services); Flat fee: $1,500 (Gold Plan financial planning services); Flat fee: $2,500 (Platinum Plan financial planning services); Hourly rate: $250 an hour (work performed on an hourly basis). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Countryside Financial LLC located?**
Countryside Financial LLC's principal office is in Williamsville, NY, according to its Form ADV.

**Is Countryside Financial LLC registered with the SEC or a state?**
Countryside Financial LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 337489.

**How much does Countryside Financial LLC manage?**
Countryside Financial LLC reports $73,236,814 in regulatory assets under management in its Form ADV filing dated August 26, 2026 (100% discretionary).

**What types of clients does Countryside Financial LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (233); high net worth individuals (15).

**Which custodians does Countryside Financial LLC use?**
Countryside Financial LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC and Jackson National Life Distributors LLC as custodians holding 10% or more of its separately managed account assets.

**Does Countryside Financial LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/337489

**What changed in Countryside Financial LLC's recent Form ADV filings?**
In the September 2026 filing data: Registered or notice-filed in FL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated July 14, 2026)

- Flat fee: $500 (Silver Plan financial planning services)

> The Silver Plan ... One Time Fee: $500 ... Ideal for young accumulators or clients with minimal complexity.

- Flat fee: $1,500 (Gold Plan financial planning services)

> The Gold Plan ... One Time Fee: $1,500 ... Ideal for clients nearing retirement who are in need of a comprehensive roadmap.

- Flat fee: $2,500 (Platinum Plan financial planning services)

> The Platinum Plan ... One Time Fee: $2,500 ... Ideal for clients with complex financial needs.

- Hourly rate: $250 an hour (work performed on an hourly basis)

> For work performed on an hourly basis, we charge a fee of $250 per hour, which is negotiable depending on the scope and complexity of the plan

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC
- Jackson National Life Distributors LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $73,236,814
- Discretionary: $73,236,814
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 233 | $50,570,789 |
| High net worth individuals | 15 | $22,666,025 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: FL, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- countrysidefinancialny.com
- LinkedIn @98489018

## Changes in the filing (last 12 months)

### September 2026
- Registered or notice-filed in FL.

### March 2026
- Regulatory assets under management went from $62,693,793 to $73,236,814 (+17%).
- Updated its list of owners and control persons (Schedule A).

### December 2025
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Countryside Financial LLC (CRD 337489): Form ADV filing data as of October 2026.