{
  "crd_number": 337489,
  "slug": "countryside-financial-llc-williamsville-ny-337489",
  "primary_business_name": "COUNTRYSIDE FINANCIAL LLC",
  "legal_name": "COUNTRYSIDE FINANCIAL LLC",
  "dbas": [],
  "city": "Williamsville",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "15380",
  "metro": {
    "cbsa_code": "15380",
    "common_name": "Buffalo",
    "msa_name": "Buffalo-Cheektowaga, NY",
    "path": "/advisors/ny/buffalo"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2025-08-05",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-08-26",
  "carried_forward": false,
  "raum_total": 73236814.0,
  "raum_discretionary": 73236814.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 3,
  "advisory_employees": 3,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 50570789.0,
      "count": 233
    },
    "high_net_worth_individuals": {
      "raum": 22666025.0,
      "count": 15
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL",
    "NY"
  ],
  "websites": [
    "https://countrysidefinancialny.com",
    "https://linkedin.com/company/98489018/admin/dashboard"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/337489",
  "city_as_filed": "WILLIAMSVILLE",
  "url": "https://advisorcensus.com/firm/countryside-financial-llc-williamsville-ny-337489",
  "display_name": "Countryside Financial LLC",
  "summary": "Countryside Financial LLC is an SEC-registered investment advisory firm in Williamsville, NY, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated August 26, 2026.",
  "citation": "AdvisorCensus. Countryside Financial LLC (CRD 337489): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Countryside Financial LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Countryside Financial LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Countryside Financial LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated July 14, 2026 states: Flat fee: $500 (Silver Plan financial planning services); Flat fee: $1,500 (Gold Plan financial planning services); Flat fee: $2,500 (Platinum Plan financial planning services); Hourly rate: $250 an hour (work performed on an hourly basis). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Countryside Financial LLC located?",
      "a": "Countryside Financial LLC's principal office is in Williamsville, NY, according to its Form ADV."
    },
    {
      "q": "Is Countryside Financial LLC registered with the SEC or a state?",
      "a": "Countryside Financial LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 337489."
    },
    {
      "q": "How much does Countryside Financial LLC manage?",
      "a": "Countryside Financial LLC reports $73,236,814 in regulatory assets under management in its Form ADV filing dated August 26, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does Countryside Financial LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (233); high net worth individuals (15)."
    },
    {
      "q": "Which custodians does Countryside Financial LLC use?",
      "a": "Countryside Financial LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC and Jackson National Life Distributors LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Countryside Financial LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/337489"
    },
    {
      "q": "What changed in Countryside Financial LLC's recent Form ADV filings?",
      "a": "In the September 2026 filing data: Registered or notice-filed in FL."
    }
  ],
  "filing_history": [],
  "recent_changes": [
    {
      "period": "2026-09-01",
      "period_label": "September 2026",
      "notes": [
        "Registered or notice-filed in FL."
      ]
    },
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $62,693,793 to $73,236,814 (+17%).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Newly registered with the SEC."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated July 14, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $500 (Silver Plan financial planning services)",
      "Flat fee: $1,500 (Gold Plan financial planning services)",
      "Flat fee: $2,500 (Platinum Plan financial planning services)",
      "Hourly rate: $250 an hour (work performed on an hourly basis)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $500 (Silver Plan financial planning services)"
        ],
        "quotes": [
          "The Silver Plan ... One Time Fee: $500 ... Ideal for young accumulators or clients with minimal complexity."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $1,500 (Gold Plan financial planning services)"
        ],
        "quotes": [
          "The Gold Plan ... One Time Fee: $1,500 ... Ideal for clients nearing retirement who are in need of a comprehensive roadmap."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $2,500 (Platinum Plan financial planning services)"
        ],
        "quotes": [
          "The Platinum Plan ... One Time Fee: $2,500 ... Ideal for clients with complex financial needs."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $250 an hour (work performed on an hourly basis)"
        ],
        "quotes": [
          "For work performed on an hourly basis, we charge a fee of $250 per hour, which is negotiable depending on the scope and complexity of the plan"
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": 500.0,
          "min": null,
          "max": null,
          "period": "one_time",
          "service": "Silver Plan financial planning services"
        },
        {
          "kind": "flat",
          "amount": 1500.0,
          "min": null,
          "max": null,
          "period": "one_time",
          "service": "Gold Plan financial planning services"
        },
        {
          "kind": "flat",
          "amount": 2500.0,
          "min": null,
          "max": null,
          "period": "one_time",
          "service": "Platinum Plan financial planning services"
        },
        {
          "kind": "hourly",
          "amount": 250.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "work performed on an hourly basis"
        }
      ]
    },
    "quotes": [
      "The Silver Plan ... One Time Fee: $500 ... Ideal for young accumulators or clients with minimal complexity.",
      "The Gold Plan ... One Time Fee: $1,500 ... Ideal for clients nearing retirement who are in need of a comprehensive roadmap.",
      "The Platinum Plan ... One Time Fee: $2,500 ... Ideal for clients with complex financial needs.",
      "For work performed on an hourly basis, we charge a fee of $250 per hour, which is negotiable depending on the scope and complexity of the plan"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    },
    {
      "name": "Jackson National Life Distributors LLC",
      "name_as_filed": "JACKSON NATIONAL LIFE DISTRIBUTORS LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/countryside-financial-llc-williamsville-ny-337489.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 233,
      "fewer_than_5": false,
      "raum": 50570789.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 15,
      "fewer_than_5": false,
      "raum": 22666025.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/337489",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}