# Counterpoint Funds

> Counterpoint Funds is an SEC-registered investment advisory firm in San Diego, CA, registered since 2014, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 172379
- Filed as: COUNTERPOINT FUNDS
- Legal name: Counterpoint Mutual Funds, LLC
- Also doing business as: COUNTERPOINT FUNDS, COUNTERPOINT FUNDS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: San Diego, CA
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/172379
- AdvisorCensus page: https://advisorcensus.com/firm/counterpoint-funds-san-diego-ca-172379

## Quick answers

**How is Counterpoint Funds compensated?**
On its Form ADV (Item 5.E, October 2026), Counterpoint Funds reports these compensation arrangements: a percentage of assets under its management.

**What does Counterpoint Funds' brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: 0.5% to 1.25% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Counterpoint Funds located?**
Counterpoint Funds' principal office is in San Diego, CA, according to its Form ADV.

**Is Counterpoint Funds registered with the SEC or a state?**
Counterpoint Funds is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 172379.

**How much does Counterpoint Funds manage?**
Counterpoint Funds reports $3,238,897,410 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Counterpoint Funds' assets and staff changed since 2021?**
In the Form ADV data for Counterpoint Funds: Regulatory assets under management: $648,900,000 in the October 2021 data and $3,238,897,410 in the October 2026 data, up 399%. Total employees: 6 in October 2021 and 15 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Counterpoint Funds serve?**
By number of clients on Form ADV Item 5.D: investment companies (5).

**Does Counterpoint Funds report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/172379

**What changed in Counterpoint Funds' recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $2,634,655,794 to $3,238,897,410 (+23%). Employees performing advisory functions went from 5 to 6. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Asset-based fee: 0.5% to 1.25% a year (a range, as the brochure states it)

> The management fee depends on the Fund being advised, and currently ranges from 0.50% to 1.25% per year.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $3,238,897,410
- Discretionary: $3,238,897,410
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 5 | $3,238,897,410 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)
- Other

### Firm details
- Registered since: 2014 (12 years)
- Employees: 15 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- counterpointfunds.com
- LinkedIn @counterpoint-mutual-funds-llc
- X @cpmutualfunds

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $648,900,000 | 6 | March 10, 2021 |
| October 2022 | $970,660,000 | 8 | April 22, 2022 |
| October 2023 | $1,351,835,495 | 8 | April 20, 2023 |
| October 2024 | $1,725,038,761 | 9 | September 12, 2024 |
| October 2025 | $2,634,655,794 | 9 | March 11, 2025 |
| October 2026 | $3,238,897,410 | 15 | March 30, 2026 |

Regulatory assets under management: $648,900,000 in the October 2021 data and $3,238,897,410 in the October 2026 data, up 399%.
Total employees: 6 in October 2021 and 15 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $2,634,655,794 to $3,238,897,410 (+23%).
- Employees performing advisory functions went from 5 to 6.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Counterpoint Funds (CRD 172379): Form ADV filing data as of October 2026.