{
  "crd_number": 172379,
  "slug": "counterpoint-funds-san-diego-ca-172379",
  "primary_business_name": "COUNTERPOINT FUNDS",
  "legal_name": "COUNTERPOINT MUTUAL FUNDS, LLC",
  "dbas": [
    "COUNTERPOINT FUNDS",
    "COUNTERPOINT FUNDS LLC"
  ],
  "city": "San Diego",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "41740",
  "metro": {
    "cbsa_code": "41740",
    "common_name": "San Diego",
    "msa_name": "San Diego-Chula Vista-Carlsbad, CA",
    "path": "/advisors/ca/san-diego"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2014-09-15",
  "years_registered": 12,
  "period": "2026-10-01",
  "filing_date": "2026-03-30",
  "carried_forward": false,
  "raum_total": 3238897410.0,
  "raum_discretionary": 3238897410.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 15,
  "advisory_employees": 6,
  "client_count_bucket": null,
  "clients_by_type": {
    "investment_companies": {
      "raum": 3238897410.0,
      "count": 5
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "other",
    "portfolio_management_investment_companies"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA"
  ],
  "websites": [
    "https://counterpointfunds.com",
    "https://linkedin.com/company/counterpoint-mutual-funds-llc",
    "https://twitter.com/cpmutualfunds"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/172379",
  "city_as_filed": "SAN DIEGO",
  "url": "https://advisorcensus.com/firm/counterpoint-funds-san-diego-ca-172379",
  "display_name": "Counterpoint Funds",
  "summary": "Counterpoint Funds is an SEC-registered investment advisory firm in San Diego, CA, registered since 2014, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.",
  "citation": "AdvisorCensus. Counterpoint Funds (CRD 172379): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for investment companies (and business development companies)",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Counterpoint Funds compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Counterpoint Funds reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Counterpoint Funds charge?",
      "a": "Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: 0.5% to 1.25% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Counterpoint Funds located?",
      "a": "Counterpoint Funds' principal office is in San Diego, CA, according to its Form ADV."
    },
    {
      "q": "Is Counterpoint Funds registered with the SEC or a state?",
      "a": "Counterpoint Funds is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 172379."
    },
    {
      "q": "How much does Counterpoint Funds manage?",
      "a": "Counterpoint Funds reports $3,238,897,410 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)."
    },
    {
      "q": "How have Counterpoint Funds' assets and staff changed since 2021?",
      "a": "In the Form ADV data for Counterpoint Funds: Regulatory assets under management: $648,900,000 in the October 2021 data and $3,238,897,410 in the October 2026 data, up 399%. Total employees: 6 in October 2021 and 15 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Counterpoint Funds serve?",
      "a": "By number of clients on Form ADV Item 5.D: investment companies (5)."
    },
    {
      "q": "Does Counterpoint Funds report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/172379"
    },
    {
      "q": "What changed in Counterpoint Funds' recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $2,634,655,794 to $3,238,897,410 (+23%). Employees performing advisory functions went from 5 to 6. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 648900000.0,
      "total_employees": 6,
      "filing_date": "2021-03-10"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 970660000.0,
      "total_employees": 8,
      "filing_date": "2022-04-22"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 1351835495.0,
      "total_employees": 8,
      "filing_date": "2023-04-20"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 1725038761.0,
      "total_employees": 9,
      "filing_date": "2024-09-12"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 2634655794.0,
      "total_employees": 9,
      "filing_date": "2025-03-11"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 3238897410.0,
      "total_employees": 15,
      "filing_date": "2026-03-30"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $2,634,655,794 to $3,238,897,410 (+23%).",
        "Employees performing advisory functions went from 5 to 6.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 30, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.5% to 1.25% a year",
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.5% to 1.25% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "The management fee depends on the Fund being advised, and currently ranges from 0.50% to 1.25% per year."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": [
        0.5,
        1.25
      ],
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "The management fee depends on the Fund being advised, and currently ranges from 0.50% to 1.25% per year."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/counterpoint-funds-san-diego-ca-172379.md",
  "clients": [
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 5,
      "fewer_than_5": false,
      "raum": 3238897410.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/172379",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}