# Cottonwood Wealth Strategies, LLC

> Cottonwood Wealth Strategies, LLC is an SEC-registered investment advisory firm in Salt Lake City, UT, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 28, 2026.

- CRD: 311272
- Filed as: COTTONWOOD WEALTH STRATEGIES, LLC
- Legal name: Cottonwood Capital Advisors, LLC
- Also doing business as: ASYMM VENTURES
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Salt Lake City, UT
- Filing period: October 2026
- Form ADV filing dated: August 28, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/311272
- AdvisorCensus page: https://advisorcensus.com/firm/cottonwood-wealth-strategies-llc-salt-lake-city-ut-311272

## Quick answers

**How is Cottonwood Wealth Strategies, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Cottonwood Wealth Strategies, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Cottonwood Wealth Strategies, LLC charge?**
Its Form ADV Part 2A brochure dated March 27, 2026 states: Hourly rate: $400 an hour (financial planning and consulting services); Subscription: $20,000 a year (financial planning and consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Cottonwood Wealth Strategies, LLC located?**
Cottonwood Wealth Strategies, LLC's principal office is in Salt Lake City, UT, according to its Form ADV.

**Is Cottonwood Wealth Strategies, LLC registered with the SEC or a state?**
Cottonwood Wealth Strategies, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 311272.

**How much does Cottonwood Wealth Strategies, LLC manage?**
Cottonwood Wealth Strategies, LLC reports $278,976,451 in regulatory assets under management in its Form ADV filing dated August 28, 2026 (97% discretionary).

**How have Cottonwood Wealth Strategies, LLC's assets and staff changed since 2021?**
In the Form ADV data for Cottonwood Wealth Strategies, LLC: Regulatory assets under management: $222,558,792 in the October 2021 data and $278,976,451 in the October 2026 data, up 25%. Total employees: 4 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Cottonwood Wealth Strategies, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (185); high net worth individuals (45); charitable organizations (6).

**Which custodians does Cottonwood Wealth Strategies, LLC use?**
Cottonwood Wealth Strategies, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Wells Fargo Clearing Services, LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Cottonwood Wealth Strategies, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/311272

**What changed in Cottonwood Wealth Strategies, LLC's recent Form ADV filings?**
In the December 2025 filing data: Registered or notice-filed in CO.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 27, 2026)

- Hourly rate: $400 an hour (financial planning and consulting services)

> Hourly fees generally range up to $400 per hour. There is no minimum fee required for financial planning or consulting services; however financial planning and consulting fees shall generally not exceed $20,000 annually.

- Subscription: $20,000 a year (financial planning and consulting services)

> Hourly fees generally range up to $400 per hour. There is no minimum fee required for financial planning or consulting services; however financial planning and consulting fees shall generally not exceed $20,000 annually.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Wells Fargo Clearing Services, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $278,976,451
- Discretionary: $270,983,459
- Non-discretionary: $7,992,992

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 185 | $64,665,656 |
| High net worth individuals | 45 | $136,944,946 |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $8,921,618 |
| Charitable organizations | 6 | $68,038,832 |
| Corporations or other businesses not listed above | Fewer than 5 | $405,399 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2020 (5 years)
- Employees: 5 total, 2 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AZ, CA, CO, ID, OR, TX, UT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [cottonwoodws.com](https://cottonwoodws.com)
- [open.spotify.com/show/3KPNE4E5rvVIdSQEeTYZBn](https://open.spotify.com/show/3KPNE4E5rvVIdSQEeTYZBn)
- Instagram @cottonwoodwealthstrategies
- LinkedIn @cottonwood-wealth-strategies
- YouTube @CottonwoodWealthStrategies

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $222,558,792 | 4 | September 24, 2021 |
| October 2022 | $230,715,552 | 5 | March 31, 2022 |
| October 2023 | $216,751,025 | 4 | October 2, 2023 |
| October 2024 | $250,523,932 | 5 | February 23, 2024 |
| October 2025 | $306,322,859 | 5 | March 12, 2025 |
| October 2026 | $278,976,451 | 5 | August 28, 2026 |

Regulatory assets under management: $222,558,792 in the October 2021 data and $278,976,451 in the October 2026 data, up 25%.
Total employees: 4 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### December 2025
- Registered or notice-filed in CO.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Cottonwood Wealth Strategies, LLC (CRD 311272): Form ADV filing data as of October 2026.