# Cottonwood Asset Management LLC

> Cottonwood Asset Management LLC is a state-registered investment advisory firm in Salt Lake City, UT, registered since 2010, reporting under $25 million in regulatory assets under management in its Form ADV filing dated April 2, 2026.

- CRD: 153036
- Filed as: COTTONWOOD ASSET MANAGEMENT LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Salt Lake City, UT
- Filing period: October 2026
- Form ADV filing dated: April 2, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/153036
- AdvisorCensus page: https://advisorcensus.com/firm/cottonwood-asset-management-llc-salt-lake-city-ut-153036

## Quick answers

**How is Cottonwood Asset Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Cottonwood Asset Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Cottonwood Asset Management LLC located?**
Cottonwood Asset Management LLC's principal office is in Salt Lake City, UT, according to its Form ADV.

**Is Cottonwood Asset Management LLC registered with the SEC or a state?**
Cottonwood Asset Management LLC is a state-registered investment advisory firm, registered since 2010. Status as filed: APPROVED. CRD 153036.

**How much does Cottonwood Asset Management LLC manage?**
Cottonwood Asset Management LLC reports $15,918,226 in regulatory assets under management in its Form ADV filing dated April 2, 2026 (100% discretionary).

**What types of clients does Cottonwood Asset Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (21); high net worth individuals (16).

**Does Cottonwood Asset Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/153036

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $15,918,226
- Discretionary: $15,918,226
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 21 | $3,979,557 |
| High net worth individuals | 16 | $11,938,669 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2010 (16 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, UT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [cottonwoodasset.com](https://cottonwoodasset.com)

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Cottonwood Asset Management LLC (CRD 153036): Form ADV filing data as of October 2026.