# Cottingham Management Company, LLC

> Cottingham Management Company, LLC is a state-registered investment advisory firm in Carlsbad, CA, registered since 2001, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 4, 2026.

- CRD: 134276
- Filed as: COTTINGHAM MANAGEMENT COMPANY, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Carlsbad, CA
- Filing period: October 2026
- Form ADV filing dated: March 4, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/134276
- AdvisorCensus page: https://advisorcensus.com/firm/cottingham-management-company-llc-carlsbad-ca-134276

## Quick answers

**How is Cottingham Management Company, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Cottingham Management Company, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Cottingham Management Company, LLC located?**
Cottingham Management Company, LLC's principal office is in Carlsbad, CA, according to its Form ADV.

**Is Cottingham Management Company, LLC registered with the SEC or a state?**
Cottingham Management Company, LLC is a state-registered investment advisory firm, registered since 2001. Status as filed: APPROVED. CRD 134276.

**How much does Cottingham Management Company, LLC manage?**
Cottingham Management Company, LLC reports $28,651,468 in regulatory assets under management in its Form ADV filing dated March 4, 2026 (100% discretionary).

**What types of clients does Cottingham Management Company, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3).

**Does Cottingham Management Company, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/134276

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $28,651,468
- Discretionary: $28,651,468
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $28,651,468 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2001 (25 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Cottingham Management Company, LLC (CRD 134276): Form ADV filing data as of October 2026.