# Cortec Group Management Services, LLC

> Cortec Group Management Services, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2012, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 161429
- Filed as: CORTEC GROUP MANAGEMENT SERVICES, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/161429
- AdvisorCensus page: https://advisorcensus.com/firm/cortec-group-management-services-llc-new-york-ny-161429

## Quick answers

**How is Cortec Group Management Services, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Cortec Group Management Services, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Cortec Group Management Services, LLC located?**
Cortec Group Management Services, LLC's principal office is in New York, NY, according to its Form ADV.

**Is Cortec Group Management Services, LLC registered with the SEC or a state?**
Cortec Group Management Services, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 161429.

**How much does Cortec Group Management Services, LLC manage?**
Cortec Group Management Services, LLC reports $6,634,033,478 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).

**How have Cortec Group Management Services, LLC's assets and staff changed since 2021?**
In the Form ADV data for Cortec Group Management Services, LLC: Regulatory assets under management: $4,025,206,864 in the October 2021 data and $6,634,033,478 in the October 2026 data, up 65%. Total employees: 21 in October 2021 and 30 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Cortec Group Management Services, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (12).

**Does Cortec Group Management Services, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/161429

**What changed in Cortec Group Management Services, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 27 to 25.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $6,634,033,478
- Discretionary: $6,634,033,478
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 12 | $6,634,033,478 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2012 (14 years)
- Employees: 30 total, 25 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- cortecgroup.com
- LinkedIn @CORTEC-GROUP

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $4,025,206,864 | 21 | March 25, 2021 |
| October 2022 | $4,250,340,390 | 22 | March 29, 2022 |
| October 2023 | $5,079,077,664 | 22 | March 27, 2023 |
| October 2024 | $6,901,258,027 | 29 | March 26, 2024 |
| October 2025 | $6,850,206,935 | 29 | March 21, 2025 |
| October 2026 | $6,634,033,478 | 30 | March 27, 2026 |

Regulatory assets under management: $4,025,206,864 in the October 2021 data and $6,634,033,478 in the October 2026 data, up 65%.
Total employees: 21 in October 2021 and 30 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 27 to 25.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Cortec Group Management Services, LLC (CRD 161429): Form ADV filing data as of October 2026.