# Corrado Advisors, LLC

> Corrado Advisors, LLC is an SEC-registered investment advisory firm in Ramsey, NJ, registered since 1999, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 111721
- Filed as: CORRADO ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Ramsey, NJ
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/111721
- AdvisorCensus page: https://advisorcensus.com/firm/corrado-advisors-llc-ramsey-nj-111721

## Quick answers

**How is Corrado Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Corrado Advisors, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Corrado Advisors, LLC located?**
Corrado Advisors, LLC's principal office is in Ramsey, NJ, according to its Form ADV.

**Is Corrado Advisors, LLC registered with the SEC or a state?**
Corrado Advisors, LLC is an SEC-registered investment advisory firm, registered since 1999. Status as filed: Approved. CRD 111721.

**How much does Corrado Advisors, LLC manage?**
Corrado Advisors, LLC reports $252,750,357 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (96% discretionary).

**How have Corrado Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Corrado Advisors, LLC: Regulatory assets under management: $200,018,808 in the October 2021 data and $252,750,357 in the October 2026 data, up 26%. Total employees: 11 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Corrado Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (257); high net worth individuals (80); pension and profit sharing plans (but not the plan participants or government pension plans) (5).

**Which custodians does Corrado Advisors, LLC use?**
Corrado Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Corrado Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/111721

**Does Corrado Advisors, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 23, 2026 says: "Corrado generally requires a $250,000 minimum asset level for investment advisory services. Corrado, in its sole discretion, may reduce or waive its minimum asset requirement based upon certain criteria"

**What changed in Corrado Advisors, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $202,244,968 to $252,750,357 (+25%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 23, 2026)

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> Corrado generally requires a $250,000 minimum asset level for investment advisory services. Corrado, in its sole discretion, may reduce or waive its minimum asset requirement based upon certain criteria

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $252,750,357
- Discretionary: $242,390,045
- Non-discretionary: $10,360,312

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 257 | $71,902,512 |
| High net worth individuals | 80 | $171,643,156 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $9,204,689 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1999 (26 years)
- Employees: 9 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, FL, NC, NH, NJ, NY, PA, TX, UT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- corradofinancialgroup.com
- LinkedIn @corrado-financial-group

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $200,018,808 | 11 | May 26, 2021 |
| October 2022 | $220,208,896 | 15 | August 29, 2022 |
| October 2023 | $183,745,920 | 15 | April 13, 2023 |
| October 2024 | $196,920,018 | 10 | March 25, 2024 |
| October 2025 | $202,244,968 | 9 | June 4, 2025 |
| October 2026 | $252,750,357 | 9 | March 24, 2026 |

Regulatory assets under management: $200,018,808 in the October 2021 data and $252,750,357 in the October 2026 data, up 26%.
Total employees: 11 in October 2021 and 9 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $202,244,968 to $252,750,357 (+25%).
- Updated its list of owners and control persons (Schedule A).

### January 2026
- No longer registered or notice-filed in NE.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Corrado Advisors, LLC (CRD 111721): Form ADV filing data as of October 2026.