# Cornell Pochily Investment Advisors, Inc.

> Cornell Pochily Investment Advisors, Inc. is an SEC-registered investment advisory firm in Ithaca, NY, registered since 2007, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 145355
- Filed as: CORNELL POCHILY INVESTMENT ADVISORS, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Ithaca, NY
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/145355
- AdvisorCensus page: https://advisorcensus.com/firm/cornell-pochily-investment-advisors-inc-ithaca-ny-145355

## Quick answers

**How is Cornell Pochily Investment Advisors, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Cornell Pochily Investment Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Cornell Pochily Investment Advisors, Inc. located?**
Cornell Pochily Investment Advisors, Inc.'s principal office is in Ithaca, NY, according to its Form ADV.

**Is Cornell Pochily Investment Advisors, Inc. registered with the SEC or a state?**
Cornell Pochily Investment Advisors, Inc. is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 145355.

**How much does Cornell Pochily Investment Advisors, Inc. manage?**
Cornell Pochily Investment Advisors, Inc. reports $654,434,441 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Cornell Pochily Investment Advisors, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Cornell Pochily Investment Advisors, Inc.: Regulatory assets under management: $524,930,293 in the October 2021 data and $654,434,441 in the October 2026 data, up 25%. Total employees: 7 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Cornell Pochily Investment Advisors, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (350); high net worth individuals (199); corporations or other businesses not listed above (6).

**Which custodians does Cornell Pochily Investment Advisors, Inc. use?**
Cornell Pochily Investment Advisors, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Cornell Pochily Investment Advisors, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/145355

**What changed in Cornell Pochily Investment Advisors, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $570,312,667 to $654,434,441 (+15%). Registered or notice-filed in NH. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $654,434,441
- Discretionary: $654,434,441
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 350 | $102,276,602 |
| High net worth individuals | 199 | $546,074,279 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 6 | $6,083,560 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2007 (18 years)
- Employees: 5 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, MA, MD, NC, NE, NH, NY, PA, SC, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- cornellpochily.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $524,930,293 | 7 | March 25, 2021 |
| October 2022 | $502,353,828 | 5 | April 21, 2022 |
| October 2023 | $444,073,163 | 5 | March 23, 2023 |
| October 2024 | $492,150,125 | 6 | March 28, 2024 |
| October 2025 | $570,312,667 | 5 | March 28, 2025 |
| October 2026 | $654,434,441 | 5 | March 30, 2026 |

Regulatory assets under management: $524,930,293 in the October 2021 data and $654,434,441 in the October 2026 data, up 25%.
Total employees: 7 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $570,312,667 to $654,434,441 (+15%).
- Registered or notice-filed in NH.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Cornell Pochily Investment Advisors, Inc. (CRD 145355): Form ADV filing data as of October 2026.