# Cornell Capital

> Cornell Capital is an SEC-registered investment advisory firm in New York, NY, registered since 2015, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 226779
- Filed as: CORNELL CAPITAL
- Legal name: Cornell Capital LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/226779
- AdvisorCensus page: https://advisorcensus.com/firm/cornell-capital-new-york-ny-226779

## Quick answers

**How is Cornell Capital compensated?**
On its Form ADV (Item 5.E, October 2026), Cornell Capital reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Cornell Capital located?**
Cornell Capital's principal office is in New York, NY, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Cornell Capital registered with the SEC or a state?**
Cornell Capital is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 226779.

**How much does Cornell Capital manage?**
Cornell Capital reports $5,380,768,988 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).

**How have Cornell Capital's assets and staff changed since 2021?**
In the Form ADV data for Cornell Capital: Regulatory assets under management: $4,636,577,568 in the October 2021 data and $5,380,768,988 in the October 2026 data, up 16%. Total employees: 26 in October 2021 and 26 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Cornell Capital serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (20).

**Does Cornell Capital report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/226779

**What changed in Cornell Capital's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 24 to 19.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $5,380,768,988
- Discretionary: $5,380,768,988
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 20 | $5,380,768,988 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2015 (11 years)
- Employees: 26 total, 19 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Central

### Websites listed on Form ADV (Item 1.I)
- [cornellcapllc.com](https://cornellcapllc.com)
- Facebook @cornellcapllc
- LinkedIn @CORNELLCAPLLC
- X @cornellcapllc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $4,636,577,568 | 26 | March 31, 2021 |
| October 2022 | $6,083,826,600 | 28 | May 19, 2022 |
| October 2023 | $6,681,754,809 | 32 | April 28, 2023 |
| October 2024 | $5,950,709,255 | 34 | March 28, 2024 |
| October 2025 | $5,264,128,391 | 31 | April 30, 2025 |
| October 2026 | $5,380,768,988 | 26 | March 27, 2026 |

Regulatory assets under management: $4,636,577,568 in the October 2021 data and $5,380,768,988 in the October 2026 data, up 16%.
Total employees: 26 in October 2021 and 26 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 24 to 19.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Cornell Capital (CRD 226779): Form ADV filing data as of October 2026.