{ "crd_number": 160346, "slug": "corinthian-capital-group-llc-new-york-ny-160346", "primary_business_name": "CORINTHIAN CAPITAL GROUP, LLC", "legal_name": "CORINTHIAN CAPITAL GROUP, LLC", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2012-03-30", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 258810124.0, "raum_discretionary": 258810124.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 7, "advisory_employees": 5, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 258810124.0, "count": 4 } }, "compensation_types": [ "other", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 3, "states_registered": [], "websites": [ "https://corinthiancap.com", "https://facebook.com/pages/category/Financial-Service/Corinthian-Capital-Group-175726575880833", "https://linkedin.com/company/corinthian-capital-group/about", "https://twitter.com/corinthiancap" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/160346", "disclosure_items": [ { "item": "11.C(2)", "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?" }, { "item": "11.C(4)", "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.C(5)", "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?" } ], "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/corinthian-capital-group-llc-new-york-ny-160346", "display_name": "Corinthian Capital Group, LLC", "summary": "Corinthian Capital Group, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2012, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. Corinthian Capital Group, LLC (CRD 160346): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees", "Other" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Corinthian Capital Group, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Corinthian Capital Group, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Corinthian Capital Group, LLC located?", "a": "Corinthian Capital Group, LLC's principal office is in New York, NY, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Corinthian Capital Group, LLC registered with the SEC or a state?", "a": "Corinthian Capital Group, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 160346." }, { "q": "How much does Corinthian Capital Group, LLC manage?", "a": "Corinthian Capital Group, LLC reports $258,810,124 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary)." }, { "q": "How have Corinthian Capital Group, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Corinthian Capital Group, LLC: Regulatory assets under management: $205,512,313 in the October 2021 data and $258,810,124 in the October 2026 data, up 26%. Total employees: 10 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Corinthian Capital Group, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (4)." }, { "q": "Does Corinthian Capital Group, LLC report any disciplinary disclosures?", "a": "Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/160346" }, { "q": "What changed in Corinthian Capital Group, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 6 to 5. Regulatory assets under management went from $225,310,124 to $258,810,124 (+15%). Changed its office addresses in Hingham, MA. Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 205512313.0, "total_employees": 10, "filing_date": "2021-08-20" }, { "period": "2022-10-01", "regulatory_assets_under_management": 223412313.0, "total_employees": 9, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": 238812314.0, "total_employees": 9, "filing_date": "2023-04-27" }, { "period": "2024-10-01", "regulatory_assets_under_management": 238810128.0, "total_employees": 9, "filing_date": "2024-03-25" }, { "period": "2025-10-01", "regulatory_assets_under_management": 225310124.0, "total_employees": 9, "filing_date": "2025-04-14" }, { "period": "2026-10-01", "regulatory_assets_under_management": 258810124.0, "total_employees": 7, "filing_date": "2026-03-31" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 6 to 5.", "Regulatory assets under management went from $225,310,124 to $258,810,124 (+15%).", "Changed its office addresses in Hingham, MA.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/corinthian-capital-group-llc-new-york-ny-160346.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 4, "fewer_than_5": false, "raum": 258810124.0 } ], "disclosure_line": "Reports 3 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/160346", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }