{ "crd_number": 158819, "slug": "corecap-advisors-southfield-mi-158819", "primary_business_name": "CORECAP ADVISORS", "legal_name": "CORECAP ADVISORS, LLC", "dbas": [ "ADVANTAGE BENEFITS & RETIREMENT", "AFFORDABLE INSURANCE NETWORK", "ALPERT RETIREMENT ADVISING", "AMERICAN PROSPERITY GROUP, LLC", "ANDRIKOS FINANCIAL PARTNERS", "APEX WEALTH MANAGEMENT", "ASSET MANAGEMENT & ADVISORY SERVICES OF LEE COUNTY", "AZOURY FINANCIAL", "CAPITAL CHOICE FINANCIAL SERVICES", "CAPITAL CHOICE SOUTHWEST", "CONNERS WEALTH MANAGEMENT", "COOPER ADEL VU FINANCIAL", "CORNERSTONE FINANCIAL SERVICES", "DAN WHITE & ASSOCIATES", "DWORETSKY FINANCIAL", "ESPERO & PARTNERS", "ESTATE PLANNING & PRESERVATION", "FINANCIAL FITNESS", "FIRST FINANCIAL GROUP USA", "GILLIKIN & ASSOCIATES", "GOLDLINE FINANCIAL", "HORIZON INSURANCE BROKERAGE GROUP, LLC", "INSURANCE ADVANTAGE & LMA FINANCIAL SERVICES", "INTEGRA FINANCIAL PLANNING, LLC", "KLAUENBERG RETIREMENT SOLUTIONS", "KRISTOPHER CURTIS FINANCIAL", "LABADIE FINANCIAL", "LAKE COUNTY FINANCIAL GROUP", "LASTER FINANCIAL", "LOVELESS FINANCIAL GROUP, LLC", "MANNOR FINANCIAL GROUP", "NEW ERA FINANCIAL, LLC", "NEXT FRONTIER FINANCIAL", "PATHWAY FINANCIAL GROUP", "PRINCIPIUM TACTICAL WEALTH MANAGEMENT", "RJP ESTATE PLANNING", "ROMAIN FINANCIAL", "SIMASKO FINANCIAL", "SIS FINANCIAL GROUP", "SKOLNIK RETIREMENT SOLUTIONS, LLC", "SLEEP WELL RETIREMENT", "SOLOMON FINANCIAL", "SPARTAN FINANCIAL GROUP", "SPLIZER INVEST", "STRATEGIC PLANNING GROUP", "TALLOU FINANCIAL SERVICES", "TLC INSURANCE GROUP", "TRUE NORTH ADVISORS", "VOYAGEUR ADVISORY GROUP", "WEALTH GUIDE FINANCIAL", "WEALTH TRAC FINANCIAL", "WOOSTER FINANCIAL" ], "city": "Southfield", "state": "MI", "country": "United States", "cbsa_code": "19820", "metro": { "cbsa_code": "19820", "common_name": "Detroit", "msa_name": "Detroit-Warren-Dearborn, MI", "path": "/advisors/mi/detroit" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2011-08-30", "years_registered": 15, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 3986624254.0, "raum_discretionary": 3986624254.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 116, "advisory_employees": 110, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 1838667266.0, "count": 8735 }, "high_net_worth_individuals": { "raum": 2147371112.0, "count": 936 }, "corporations_other_businesses": { "raum": 585876.0, "count": 6 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "educational_seminars", "financial_planning", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": true, "disclosure_yes_count": 4, "states_registered": [ "AK", "AL", "AR", "AZ", "CA", "CO", "CT", "DC", "DE", "FL", "GA", "HI", "IA", "ID", "IL", "IN", "KS", "KY", "LA", "MA", "MD", "ME", "MI", "MN", "MO", "MS", "MT", "NC", "ND", "NE", "NH", "NJ", "NM", "NV", "NY", "OH", "OK", "OR", "PA", "PR", "RI", "SC", "SD", "TN", "TX", "UT", "VA", "VT", "WA", "WI", "WV", "WY" ], "websites": [ "https://1apg.com", "https://advantagebenefitsandretirement.com", "https://ain-services.com", "https://alpertra.com", "https://apexwm.org", "https://assetadvisoryservices.com", "https://azouryandassociates.com", "https://capitalchoice.com", "https://capitalchoiceaz.com", "https://capitalchoicesouthwest.com", "https://connerswealthmanagement.com", "https://cooperadelvufinancial.com", "https://corecapinv.net", "https://cornerstone-mi.com", "https://danwhiteandassociates.com", "https://dworetskyfinancial.com", "https://estateplanningandpreservation.com", "https://firstfinancialgroupusa.com", "https://goldlinewealthmanagement.com", "https://ia-office.com", "https://integraplanning.com", "https://klauenbergretirementsolutions.com", "https://kristophercurtis.com", "https://labadiefinancial.com", "https://lakecountyfinancialgroup.com", "https://lasterfinancial.com", "https://lovelessfinancial.com", "https://mannorfinancial.com", "https://nefnj.com", "https://nextfrontierfinancial.com", "https://principium.com", "https://rjpestateplanning.com", "https://romainfinancial.com", "https://ronniegillikin.com", "https://simaskofinancial.com", "https://sisfg.com", "https://skolnikretirement.com", "https://sleepwellretirement.com", "https://solomonfinancialin.com", "https://spgmich.com", "https://splizerfinancial.com", "https://thecapitalchoice.com", "https://tlcinsurancegroup.com", "https://tomankrom.com", "https://truenorthadvs.com", "https://voyageuradvisorygroup.com", "https://wealthguidefinancial.com", "https://wealthtracfinancial.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/158819", "disclosure_items": [ { "item": "11.A(1)", "question": "In the past ten years, has the firm or an advisory affiliate been convicted of, or pleaded guilty or no contest to, a felony?" }, { "item": "11.A(2)", "question": "In the past ten years, has the firm or an advisory affiliate been charged with a felony?" }, { "item": "11.D(4)", "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.E(2)", "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?" } ], "city_as_filed": "SOUTHFIELD", "url": "https://advisorcensus.com/firm/corecap-advisors-southfield-mi-158819", "display_name": "Corecap Advisors", "summary": "Corecap Advisors is an SEC-registered investment advisory firm in Southfield, MI, registered since 2011, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. Corecap Advisors (CRD 158819): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients", "Selection of other advisers (including private fund managers)", "Educational seminars/workshops" ], "quick_answers": [ { "q": "How is Corecap Advisors compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Corecap Advisors reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)." }, { "q": "What does Corecap Advisors' brochure say about its fees?", "a": "Its Form ADV Part 2A brochure dated March 31, 2026 states: Asset-based fee: 0.5% to 3% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Corecap Advisors located?", "a": "Corecap Advisors' principal office is in Southfield, MI, according to its Form ADV; the April 2026 filing also lists 60 other offices (Schedule D, Section 1.F)." }, { "q": "Is Corecap Advisors registered with the SEC or a state?", "a": "Corecap Advisors is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 158819." }, { "q": "How much does Corecap Advisors manage?", "a": "Corecap Advisors reports $3,986,624,254 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary)." }, { "q": "How have Corecap Advisors' assets and staff changed since 2021?", "a": "In the Form ADV data for Corecap Advisors: Regulatory assets under management: $1,362,903,210 in the October 2021 data and $3,986,624,254 in the October 2026 data, up 193%. Total employees: 113 in October 2021 and 116 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Corecap Advisors serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (8,735); high net worth individuals (936); corporations or other businesses not listed above (6)." }, { "q": "Which custodians does Corecap Advisors use?", "a": "Corecap Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Axos Clearing LLC, Charles Schwab & Co., Inc., Fidelity Brokerage Services LLC and RBC Capital Markets Corporation as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Corecap Advisors report any disciplinary disclosures?", "a": "Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.A(1) (felony conviction or plea in the past ten years), 11.A(2) (felony charge in the past ten years), 11.D(4) (another regulator's order in the past ten years), and 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/158819" }, { "q": "What changed in Corecap Advisors' recent Form ADV filings?", "a": "In the April 2026 filing data: No longer lists the business name Pettiford Financial and Wealth Management. No longer lists the business name JM Financial & Account Services. No longer lists the business name Commonwealth Strategy Advisors. No longer lists the business name Creative Financial Solutions. No longer lists the business name Smiths Financial Solutions. No longer lists the business name Smith Financial Solutions. No longer lists the business name Www.goldline.financial. No longer lists the business name Stivers Law. Added the business name Integra Financial Planning, LLC. Added the business name New Era Financial, LLC. Added the business name Espero & Partners. Added the business name Splizer Invest. Employees performing advisory functions went from 97 to 110. Regulatory assets under management went from $3,167,350,865 to $3,986,624,254 (+26%). Changed its office addresses in Rome, GA. Added an office in Cape Coral, FL. Added an office in Centerberg, OH. Added an office in Davis, CA. Added an office in Hixson, TN. Added an office in Lenexa, KS. Added an office in Nokesville, VA. Added an office in Prospect, KY. Added an office in Toms River, NJ. Added an office in Virginia Beach, VA. No longer lists an office in Apison, TN. No longer lists an office in Bonita Springs, FL. No longer lists an office in Cody, WY. No longer lists an office in Estero, FL. No longer lists an office in Hilo, HI. No longer lists an office in Honolulu, HI. No longer lists an office in Knoxville, TN. No longer lists an office in Kuna, ID. No longer lists an office in Maumee, OH. No longer lists an office in North Port, FL. No longer lists an office in Pompton Plains, NJ. No longer lists an office in San Clemente, CA. No longer lists an office in Tumwater, WA. No longer lists an office in Vancouver, WA." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1362903210.0, "total_employees": 113, "filing_date": "2021-08-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1909005442.0, "total_employees": 110, "filing_date": "2022-09-12" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1957268517.0, "total_employees": 121, "filing_date": "2023-09-28" }, { "period": "2024-10-01", "regulatory_assets_under_management": 2467486750.0, "total_employees": 118, "filing_date": "2024-08-06" }, { "period": "2025-10-01", "regulatory_assets_under_management": 3167350865.0, "total_employees": 111, "filing_date": "2025-07-22" }, { "period": "2026-10-01", "regulatory_assets_under_management": 3986624254.0, "total_employees": 116, "filing_date": "2026-03-31" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "No longer lists the business name Pettiford Financial and Wealth Management.", "No longer lists the business name JM Financial & Account Services.", "No longer lists the business name Commonwealth Strategy Advisors.", "No longer lists the business name Creative Financial Solutions.", "No longer lists the business name Smiths Financial Solutions.", "No longer lists the business name Smith Financial Solutions.", "No longer lists the business name Www.goldline.financial.", "No longer lists the business name Stivers Law.", "Added the business name Integra Financial Planning, LLC.", "Added the business name New Era Financial, LLC.", "Added the business name Espero & Partners.", "Added the business name Splizer Invest.", "Employees performing advisory functions went from 97 to 110.", "Regulatory assets under management went from $3,167,350,865 to $3,986,624,254 (+26%).", "Changed its office addresses in Rome, GA.", "Added an office in Cape Coral, FL.", "Added an office in Centerberg, OH.", "Added an office in Davis, CA.", "Added an office in Hixson, TN.", "Added an office in Lenexa, KS.", "Added an office in Nokesville, VA.", "Added an office in Prospect, KY.", "Added an office in Toms River, NJ.", "Added an office in Virginia Beach, VA.", "No longer lists an office in Apison, TN.", "No longer lists an office in Bonita Springs, FL.", "No longer lists an office in Cody, WY.", "No longer lists an office in Estero, FL.", "No longer lists an office in Hilo, HI.", "No longer lists an office in Honolulu, HI.", "No longer lists an office in Knoxville, TN.", "No longer lists an office in Kuna, ID.", "No longer lists an office in Maumee, OH.", "No longer lists an office in North Port, FL.", "No longer lists an office in Pompton Plains, NJ.", "No longer lists an office in San Clemente, CA.", "No longer lists an office in Tumwater, WA.", "No longer lists an office in Vancouver, WA." ] }, { "period": "2026-03-01", "period_label": "March 2026", "notes": [ "Added the business name Loveless Financial Group, LLC." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 31, 2026", "tiers": [], "flat_rate": null, "stated_range": "0.5% to 3% a year", "stated_maximum": null, "account_minimum": null, "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "figures": [ { "label": "Asset-based fee", "statements": [ "Asset-based fee: 0.5% to 3% a year (a range, as the brochure states it)" ], "quotes": [ "Our annual fees range between 0.5% and 3.00% of assets under management." ] } ], "quotes": [ "Our annual fees range between 0.5% and 3.00% of assets under management." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "Axos Clearing LLC", "name_as_filed": "AXOS CLEARING LLC", "affiliated": false }, { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false }, { "name": "Fidelity Brokerage Services LLC", "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC", "affiliated": false }, { "name": "RBC Capital Markets Corporation", "name_as_filed": "RBC CAPITAL MARKETS CORPORATION", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/corecap-advisors-southfield-mi-158819.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 8735, "fewer_than_5": false, "raum": 1838667266.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 936, "fewer_than_5": false, "raum": 2147371112.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 6, "fewer_than_5": false, "raum": 585876.0 } ], "disclosure_line": "Reports 4 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/158819", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }