# Core Capital Management and Research Inc.

> Core Capital Management and Research Inc. is an SEC-registered investment advisory firm in Houston, TX, registered since 2011, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 146285
- Filed as: CORE CAPITAL MANAGEMENT AND RESEARCH INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Houston, TX
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/146285
- AdvisorCensus page: https://advisorcensus.com/firm/core-capital-management-and-research-inc-houston-tx-146285

## Quick answers

**How is Core Capital Management and Research Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Core Capital Management and Research Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Core Capital Management and Research Inc. located?**
Core Capital Management and Research Inc.'s principal office is in Houston, TX, according to its Form ADV.

**Is Core Capital Management and Research Inc. registered with the SEC or a state?**
Core Capital Management and Research Inc. is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 146285.

**How much does Core Capital Management and Research Inc. manage?**
Core Capital Management and Research Inc. reports $298,755,605 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (51% discretionary).

**How have Core Capital Management and Research Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Core Capital Management and Research Inc.: Regulatory assets under management: $990,614,133 in the October 2021 data and $298,755,605 in the October 2026 data, down 70%. Total employees: 5 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Core Capital Management and Research Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (165); individuals (other than high net worth individuals) (79); corporations or other businesses not listed above (13).

**Does Core Capital Management and Research Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/146285

**What changed in Core Capital Management and Research Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $243,122,403 to $298,755,605 (+23%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $298,755,605
- Discretionary: $152,214,112
- Non-discretionary: $146,541,493

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 79 | $14,401,488 |
| High net worth individuals | 165 | $121,888,939 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 6 | $21,734,742 |
| Charitable organizations | 6 | $93,759,634 |
| Corporations or other businesses not listed above | 13 | $46,970,802 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2011 (15 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, FL, IL, MN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- ccmr.io

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $990,614,133 | 5 | July 28, 2021 |
| October 2022 | $1,209,465,774 | 3 | July 14, 2022 |
| October 2023 | $1,237,731,797 | 3 | May 16, 2023 |
| October 2024 | $1,329,389,498 | 4 | July 31, 2024 |
| October 2025 | $243,122,403 | 4 | April 1, 2025 |
| October 2026 | $298,755,605 | 4 | March 30, 2026 |

Regulatory assets under management: $990,614,133 in the October 2021 data and $298,755,605 in the October 2026 data, down 70%.
Total employees: 5 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $243,122,403 to $298,755,605 (+23%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Core Capital Management and Research Inc. (CRD 146285): Form ADV filing data as of October 2026.