# Cordis Financial, LLC

> Cordis Financial, LLC is an SEC-registered investment advisory firm in Minneapolis, MN, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 19, 2026.

- CRD: 294766
- Filed as: CORDIS FINANCIAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Minneapolis, MN
- Filing period: October 2026
- Form ADV filing dated: February 19, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/294766
- AdvisorCensus page: https://advisorcensus.com/firm/cordis-financial-llc-minneapolis-mn-294766

## Quick answers

**How is Cordis Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Cordis Financial, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Cordis Financial, LLC charge?**
Its Form ADV Part 2A brochure dated February 19, 2026 states: Flat fee: $400 to $15,000 (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Cordis Financial, LLC located?**
Cordis Financial, LLC's principal office is in Minneapolis, MN, according to its Form ADV.

**Is Cordis Financial, LLC registered with the SEC or a state?**
Cordis Financial, LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 294766.

**How much does Cordis Financial, LLC manage?**
Cordis Financial, LLC reports $360,728,097 in regulatory assets under management in its Form ADV filing dated February 19, 2026 (100% discretionary).

**How have Cordis Financial, LLC's assets and staff changed since 2021?**
In the Form ADV data for Cordis Financial, LLC: Regulatory assets under management: $141,082,772 in the October 2021 data and $360,728,097 in the October 2026 data, up 156%. Total employees: 2 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Cordis Financial, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (170); high net worth individuals (102); charitable organizations (1).

**Which custodians does Cordis Financial, LLC use?**
Cordis Financial, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Cordis Financial, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/294766

**What changed in Cordis Financial, LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $317,629,656 to $360,728,097 (+14%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 19, 2026)

- Flat fee: $400 to $15,000 (financial planning services)

> Cordis Financial charges a fixed fee for financial planning services, which generally ranges between $400 and $15,000.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $360,728,097
- Discretionary: $360,728,097
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 170 | $95,247,308 |
| High net worth individuals | 102 | $265,480,789 |
| Charitable organizations | 1 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2018 (8 years)
- Employees: 7 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, MN, NE
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- cordisfinancial.com
- Facebook @CordisFinancial
- Instagram @cordisfinancial
- LinkedIn @cordis-financial

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $141,082,772 | 2 | March 23, 2021 |
| October 2022 | $164,143,690 | 3 | July 29, 2022 |
| October 2023 | $152,230,343 | 3 | February 17, 2023 |
| October 2024 | $181,262,225 | 4 | March 5, 2024 |
| October 2025 | $317,629,656 | 7 | March 3, 2025 |
| October 2026 | $360,728,097 | 7 | February 19, 2026 |

Regulatory assets under management: $141,082,772 in the October 2021 data and $360,728,097 in the October 2026 data, up 156%.
Total employees: 2 in October 2021 and 7 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $317,629,656 to $360,728,097 (+14%).

### December 2025
- Registered or notice-filed in AZ.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Cordis Financial, LLC (CRD 294766): Form ADV filing data as of October 2026.