# Corda Investment Management, LLC

> Corda Investment Management, LLC is an SEC-registered investment advisory firm in Houston, TX, registered since 1999, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated August 26, 2026.

- CRD: 108046
- Filed as: CORDA INVESTMENT MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Houston, TX
- Filing period: October 2026
- Form ADV filing dated: August 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/108046
- AdvisorCensus page: https://advisorcensus.com/firm/corda-investment-management-llc-houston-tx-108046

## Quick answers

**How is Corda Investment Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Corda Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does Corda Investment Management, LLC charge?**
Its Form ADV Part 2A brochure dated August 26, 2026 states: Hourly rate: $250 an hour (more complex matters or in the event of an audit for which we are offering…). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Corda Investment Management, LLC located?**
Corda Investment Management, LLC's principal office is in Houston, TX, according to its Form ADV; the September 2026 filing also lists 3 other offices (Schedule D, Section 1.F).

**Is Corda Investment Management, LLC registered with the SEC or a state?**
Corda Investment Management, LLC is an SEC-registered investment advisory firm, registered since 1999. Status as filed: Approved. CRD 108046.

**How much does Corda Investment Management, LLC manage?**
Corda Investment Management, LLC reports $2,000,124,067 in regulatory assets under management in its Form ADV filing dated August 26, 2026 (97% discretionary).

**How have Corda Investment Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Corda Investment Management, LLC: Regulatory assets under management: $1,242,987,987 in the October 2021 data and $2,000,124,067 in the October 2026 data, up 61%. Total employees: 19 in October 2021 and 32 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Corda Investment Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (794); high net worth individuals (565); pension and profit sharing plans (but not the plan participants or government pension plans) (3).

**Which custodians does Corda Investment Management, LLC use?**
Corda Investment Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Corda Investment Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108046

**What changed in Corda Investment Management, LLC's recent Form ADV filings?**
In the March 2026 filing data: Employees performing advisory functions went from 25 to 26. Regulatory assets under management went from $1,726,638,629 to $2,000,124,067 (+16%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated August 26, 2026)

- Minimum annual fee: $5,000

> In general, we charge a minimum annual fee of $5,000 to open and maintain an advisory account.

- Hourly rate: $250 an hour (more complex matters or in the event of an audit for which we are offering…)

> An hourly rate of $250 is billed separately for more complex matters or in the event of an audit for which we are offering additional assistance.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $2,000,124,067
- Discretionary: $1,938,292,472
- Non-discretionary: $61,831,595

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 794 | $388,806,078 |
| High net worth individuals | 565 | $1,594,826,376 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 3 | $14,551,801 |
| Charitable organizations | 1 | $1,939,812 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 1999 (26 years)
- Employees: 32 total, 26 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AR, AZ, CA, CO, FL, GA, IA, ID, IL, IN, KS, KY, LA, MI, MN, MO, MS, MT, NC, NJ, NV, NY, OH, OK, OR, PA, SC, TN, TX, VA, WA, WI, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Austin, TX
- Broomfield, CO
- Dallas, TX

### Websites listed on Form ADV (Item 1.I)
- [cordamanagement.com](https://cordamanagement.com)
- Facebook @CORDAmanagement
- LinkedIn @corda-investment-management
- X @CordaMgt

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,242,987,987 | 19 | March 23, 2021 |
| October 2022 | $1,499,744,301 | 20 | August 30, 2022 |
| October 2023 | $1,447,427,210 | 25 | September 28, 2023 |
| October 2024 | $1,562,573,916 | 27 | June 24, 2024 |
| October 2025 | $1,726,638,629 | 31 | June 17, 2025 |
| October 2026 | $2,000,124,067 | 32 | August 26, 2026 |

Regulatory assets under management: $1,242,987,987 in the October 2021 data and $2,000,124,067 in the October 2026 data, up 61%.
Total employees: 19 in October 2021 and 32 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Employees performing advisory functions went from 25 to 26.
- Regulatory assets under management went from $1,726,638,629 to $2,000,124,067 (+16%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Corda Investment Management, LLC (CRD 108046): Form ADV filing data as of October 2026.