{
  "crd_number": 108046,
  "slug": "corda-investment-management-llc-houston-tx-108046",
  "primary_business_name": "CORDA INVESTMENT MANAGEMENT, LLC",
  "legal_name": "CORDA INVESTMENT MANAGEMENT, LLC",
  "dbas": [],
  "city": "Houston",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "26420",
  "metro": {
    "cbsa_code": "26420",
    "common_name": "Houston",
    "msa_name": "Houston-Pasadena-The Woodlands, TX",
    "path": "/advisors/tx/houston"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1999-12-20",
  "years_registered": 26,
  "period": "2026-10-01",
  "filing_date": "2026-08-26",
  "carried_forward": false,
  "raum_total": 2000124067.0,
  "raum_discretionary": 1938292472.0,
  "raum_non_discretionary": 61831595.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 32,
  "advisory_employees": 26,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 1939812.0,
      "count": 1,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 388806078.0,
      "count": 794
    },
    "pension_profit_sharing": {
      "raum": 14551801.0,
      "count": 3,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 1594826376.0,
      "count": 565
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AR",
    "AZ",
    "CA",
    "CO",
    "FL",
    "GA",
    "IA",
    "ID",
    "IL",
    "IN",
    "KS",
    "KY",
    "LA",
    "MI",
    "MN",
    "MO",
    "MS",
    "MT",
    "NC",
    "NJ",
    "NV",
    "NY",
    "OH",
    "OK",
    "OR",
    "PA",
    "SC",
    "TN",
    "TX",
    "VA",
    "WA",
    "WI",
    "WY"
  ],
  "websites": [
    "https://cordamanagement.com",
    "https://facebook.com/CORDAmanagement",
    "https://linkedin.com/company/corda-investment-management",
    "https://twitter.com/CordaMgt"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/108046",
  "city_as_filed": "HOUSTON",
  "url": "https://advisorcensus.com/firm/corda-investment-management-llc-houston-tx-108046",
  "display_name": "Corda Investment Management, LLC",
  "summary": "Corda Investment Management, LLC is an SEC-registered investment advisory firm in Houston, TX, registered since 1999, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated August 26, 2026.",
  "citation": "AdvisorCensus. Corda Investment Management, LLC (CRD 108046): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Corda Investment Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Corda Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Corda Investment Management, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated August 26, 2026 states: Hourly rate: $250 an hour (more complex matters or in the event of an audit for which…). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Corda Investment Management, LLC located?",
      "a": "Corda Investment Management, LLC's principal office is in Houston, TX, according to its Form ADV; the September 2026 filing also lists 3 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Corda Investment Management, LLC registered with the SEC or a state?",
      "a": "Corda Investment Management, LLC is an SEC-registered investment advisory firm, registered since 1999. Status as filed: Approved. CRD 108046."
    },
    {
      "q": "How much does Corda Investment Management, LLC manage?",
      "a": "Corda Investment Management, LLC reports $2,000,124,067 in regulatory assets under management in its Form ADV filing dated August 26, 2026 (97% discretionary)."
    },
    {
      "q": "How have Corda Investment Management, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Corda Investment Management, LLC: Regulatory assets under management: $1,242,987,987 in the October 2021 data and $2,000,124,067 in the October 2026 data, up 61%. Total employees: 19 in October 2021 and 32 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Corda Investment Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (794); high net worth individuals (565); pension and profit sharing plans (but not the plan participants or government pension plans) (3)."
    },
    {
      "q": "Which custodians does Corda Investment Management, LLC use?",
      "a": "Corda Investment Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Corda Investment Management, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108046"
    },
    {
      "q": "What changed in Corda Investment Management, LLC's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Employees performing advisory functions went from 25 to 26. Regulatory assets under management went from $1,726,638,629 to $2,000,124,067 (+16%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 1242987987.0,
      "total_employees": 19,
      "filing_date": "2021-03-23"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 1499744301.0,
      "total_employees": 20,
      "filing_date": "2022-08-30"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 1447427210.0,
      "total_employees": 25,
      "filing_date": "2023-09-28"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 1562573916.0,
      "total_employees": 27,
      "filing_date": "2024-06-24"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 1726638629.0,
      "total_employees": 31,
      "filing_date": "2025-06-17"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 2000124067.0,
      "total_employees": 32,
      "filing_date": "2026-08-26"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Employees performing advisory functions went from 25 to 26.",
        "Regulatory assets under management went from $1,726,638,629 to $2,000,124,067 (+16%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated August 26, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": "$5,000",
    "planning_fees": [
      "Hourly rate: $250 an hour (more complex matters or in the event of an audit for which…)"
    ],
    "figures": [
      {
        "label": "Minimum annual fee",
        "statements": [
          "Minimum annual fee: $5,000"
        ],
        "quotes": [
          "In general, we charge a minimum annual fee of $5,000 to open and maintain an advisory account."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $250 an hour (more complex matters or in the event of an audit for which…)"
        ],
        "quotes": [
          "An hourly rate of $250 is billed separately for more complex matters or in the event of an audit for which we are offering additional assistance."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": 5000.0,
      "planning": [
        {
          "kind": "hourly",
          "amount": 250.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "more complex matters or in the event of an audit for which we are offering additional assistance"
        }
      ]
    },
    "quotes": [
      "In general, we charge a minimum annual fee of $5,000 to open and maintain an advisory account.",
      "An hourly rate of $250 is billed separately for more complex matters or in the event of an audit for which we are offering additional assistance."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/corda-investment-management-llc-houston-tx-108046.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 794,
      "fewer_than_5": false,
      "raum": 388806078.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 565,
      "fewer_than_5": false,
      "raum": 1594826376.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 3,
      "fewer_than_5": true,
      "raum": 14551801.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 1,
      "fewer_than_5": true,
      "raum": 1939812.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/108046",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}