# Copperplate Capital LLC

> Copperplate Capital LLC is an SEC-registered investment advisory firm in Menlo Park, CA, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 174528
- Filed as: COPPERPLATE CAPITAL LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Menlo Park, CA
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/174528
- AdvisorCensus page: https://advisorcensus.com/firm/copperplate-capital-llc-menlo-park-ca-174528

## Quick answers

**How is Copperplate Capital LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Copperplate Capital LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Copperplate Capital LLC located?**
Copperplate Capital LLC's principal office is in Menlo Park, CA, according to its Form ADV.

**Is Copperplate Capital LLC registered with the SEC or a state?**
Copperplate Capital LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 174528.

**How much does Copperplate Capital LLC manage?**
Copperplate Capital LLC reports $293,713,791 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Copperplate Capital LLC's assets and staff changed since 2024?**
In the Form ADV data for Copperplate Capital LLC: Regulatory assets under management: $157,983,872 in the October 2024 data and $293,713,791 in the October 2026 data, up 86%. Total employees: 3 in October 2024 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Copperplate Capital LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3).

**Does Copperplate Capital LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/174528

**What changed in Copperplate Capital LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 2 to 1. Regulatory assets under management went from $208,155,792 to $293,713,791 (+41%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $293,713,791
- Discretionary: $293,713,791
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $293,713,791 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2024 (2 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- copperplatecapital.com
- LinkedIn @copperplate-capital

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $157,983,872 | 3 | March 29, 2024 |
| October 2025 | $208,155,792 | 3 | July 24, 2025 |
| October 2026 | $293,713,791 | 2 | March 31, 2026 |

Regulatory assets under management: $157,983,872 in the October 2024 data and $293,713,791 in the October 2026 data, up 86%.
Total employees: 3 in October 2024 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 2 to 1.
- Regulatory assets under management went from $208,155,792 to $293,713,791 (+41%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Copperplate Capital LLC (CRD 174528): Form ADV filing data as of October 2026.