# Copper Beech Financial Group, LLC

> Copper Beech Financial Group, LLC is an SEC-registered investment advisory firm in Moorestown, NJ, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 12, 2026.

- CRD: 313156
- Filed as: COPPER BEECH FINANCIAL GROUP, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Moorestown, NJ
- Filing period: October 2026
- Form ADV filing dated: March 12, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/313156
- AdvisorCensus page: https://advisorcensus.com/firm/copper-beech-financial-group-llc-moorestown-nj-313156

## Quick answers

**How is Copper Beech Financial Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Copper Beech Financial Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions.

**Where is Copper Beech Financial Group, LLC located?**
Copper Beech Financial Group, LLC's principal office is in Moorestown, NJ, according to its Form ADV.

**Is Copper Beech Financial Group, LLC registered with the SEC or a state?**
Copper Beech Financial Group, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 313156.

**How much does Copper Beech Financial Group, LLC manage?**
Copper Beech Financial Group, LLC reports $197,401,454 in regulatory assets under management in its Form ADV filing dated March 12, 2026 (71% discretionary).

**How have Copper Beech Financial Group, LLC's assets and staff changed since 2021?**
In the Form ADV data for Copper Beech Financial Group, LLC: Regulatory assets under management: $0 in the October 2021 data and $197,401,454 in the October 2026 data. Total employees: 7 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Copper Beech Financial Group, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (60); individuals (other than high net worth individuals) (58); insurance companies (35).

**Which custodians does Copper Beech Financial Group, LLC use?**
Copper Beech Financial Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists SEI Investments Distribution Co. as a custodian holding 10% or more of its separately managed account assets.

**Does Copper Beech Financial Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/313156

**What changed in Copper Beech Financial Group, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 3 to 4.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions

### Custodians (Schedule D, Section 5.K(3))
- SEI Investments Distribution Co.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $197,401,454
- Discretionary: $141,126,817
- Non-discretionary: $56,274,637

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 58 | $21,630,997 |
| High net worth individuals | 60 | $86,827,053 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 27 | $6,939,112 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 35 | $58,952,705 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 21 | $23,051,587 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2021 (5 years)
- Employees: 9 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, FL, NC, NJ, PA, PR, TX, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- copperbeechfg.com
- Facebook @Copper-Beech-Financial-Group-LLC
- LinkedIn @copper-beech-financial-group-llc
- LinkedIn @cody-baldwin
- LinkedIn @john-j-parise-ab163518
- LinkedIn @michael-j-parise

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $0 | 7 | September 14, 2021 |
| October 2022 | $101,107,866 | 7 | April 7, 2022 |
| October 2023 | $92,451,736 | 7 | August 28, 2023 |
| October 2024 | $112,554,400 | 10 | July 15, 2024 |
| October 2025 | $189,126,534 | 9 | March 24, 2025 |
| October 2026 | $197,401,454 | 9 | March 12, 2026 |

Regulatory assets under management: $0 in the October 2021 data and $197,401,454 in the October 2026 data.
Total employees: 7 in October 2021 and 9 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 3 to 4.

### February 2026
- Employees performing advisory functions went from 4 to 3.
- Registered or notice-filed in FL, TX.

### December 2025
- Employees performing advisory functions went from 5 to 4.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Copper Beech Financial Group, LLC (CRD 313156): Form ADV filing data as of October 2026.