# Copley Investment Management, LLC

> Copley Investment Management, LLC is an SEC-registered investment advisory firm, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 11, 2026.

- CRD: 118014
- Filed as: COPLEY INVESTMENT MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 11, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/118014
- AdvisorCensus page: https://advisorcensus.com/firm/copley-investment-management-llc-118014

## Quick answers

**How is Copley Investment Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Copley Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Copley Investment Management, LLC charge?**
Its Form ADV Part 2A brochure dated March 11, 2026 states: Hourly rate: $250 an hour (Financial consulting services, including expert witness testimony). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Copley Investment Management, LLC registered with the SEC or a state?**
Copley Investment Management, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 118014.

**How much does Copley Investment Management, LLC manage?**
Copley Investment Management, LLC reports $307,338,121 in regulatory assets under management in its Form ADV filing dated March 11, 2026 (91% discretionary).

**How have Copley Investment Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Copley Investment Management, LLC: Regulatory assets under management: $145,256,486 in the October 2021 data and $307,338,121 in the October 2026 data, up 112%. Total employees: 2 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Copley Investment Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (466); high net worth individuals (71); pension and profit sharing plans (but not the plan participants or government pension plans) (12).

**Which custodians does Copley Investment Management, LLC use?**
Copley Investment Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Copley Investment Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/118014

**What changed in Copley Investment Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $249,601,938 to $307,338,121 (+23%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 11, 2026)

- Hourly rate: $250 an hour (Financial consulting services, including expert witness testimony)

> Financial consulting services, including expert witness testimony are billed hourly generally at $250 per hour, Business Valuations and Expert Witness Services are payable at the time of service.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $307,338,121
- Discretionary: $278,212,443
- Non-discretionary: $29,125,678

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 466 | $141,719,746 |
| High net worth individuals | 71 | $165,618,375 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 12 | Not reported |
| Charitable organizations | 4 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Other

### Firm details
- Registered since: 2020 (6 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NC, TN
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- copleyinvestmentmanagement.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $145,256,486 | 2 | May 3, 2021 |
| October 2022 | $181,941,701 | 2 | March 14, 2022 |
| October 2023 | $155,927,569 | 2 | March 13, 2023 |
| October 2024 | $200,362,760 | 2 | March 18, 2024 |
| October 2025 | $249,601,938 | 1 | February 14, 2025 |
| October 2026 | $307,338,121 | 1 | March 11, 2026 |

Regulatory assets under management: $145,256,486 in the October 2021 data and $307,338,121 in the October 2026 data, up 112%.
Total employees: 2 in October 2021 and 1 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $249,601,938 to $307,338,121 (+23%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Copley Investment Management, LLC (CRD 118014): Form ADV filing data as of October 2026.