{
  "crd_number": 283070,
  "slug": "copley-financial-group-inc-san-diego-ca-283070",
  "primary_business_name": "COPLEY FINANCIAL GROUP, INC.",
  "legal_name": "COPLEY FINANCIAL GROUP, INC.",
  "dbas": [
    "CHERRY CREEK MORTGAGE",
    "COPLEY WEALTH MANAGEMENT.",
    "HERITAGE TAX & INSURANCE SERVICES"
  ],
  "city": "San Diego",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "41740",
  "metro": {
    "cbsa_code": "41740",
    "common_name": "San Diego",
    "msa_name": "San Diego-Chula Vista-Carlsbad, CA",
    "path": "/advisors/ca/san-diego"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2020-12-14",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-07-13",
  "carried_forward": false,
  "raum_total": 331175167.0,
  "raum_discretionary": 330412093.0,
  "raum_non_discretionary": 763074.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 8,
  "advisory_employees": 7,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 330412093.0,
      "count": 2681
    },
    "high_net_worth_individuals": {
      "raum": 763074.0,
      "count": 9
    }
  },
  "compensation_types": [
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "CA",
    "CT",
    "NY",
    "TX"
  ],
  "websites": [
    "https://facebook.com/COPLEYFINANCIALGROUP",
    "https://financialplannersandiego.com",
    "https://linkedin.com/COMPANY/17932838",
    "https://plus.google.com/117258516087283196821",
    "https://twitter.com/COPLEYFINANCIAL"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/283070",
  "disclosure_items": [
    {
      "item": "11.D(1)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?"
    },
    {
      "item": "11.D(5)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?"
    }
  ],
  "city_as_filed": "SAN DIEGO",
  "url": "https://advisorcensus.com/firm/copley-financial-group-inc-san-diego-ca-283070",
  "display_name": "Copley Financial Group, Inc.",
  "summary": "Copley Financial Group, Inc. is an SEC-registered investment advisory firm in San Diego, CA, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 13, 2026.",
  "citation": "AdvisorCensus. Copley Financial Group, Inc. (CRD 283070): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Other"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Copley Financial Group, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Copley Financial Group, Inc. reports these compensation arrangements: a percentage of assets under its management; other."
    },
    {
      "q": "Where is Copley Financial Group, Inc. located?",
      "a": "Copley Financial Group, Inc.'s principal office is in San Diego, CA, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Copley Financial Group, Inc. registered with the SEC or a state?",
      "a": "Copley Financial Group, Inc. is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 283070."
    },
    {
      "q": "How much does Copley Financial Group, Inc. manage?",
      "a": "Copley Financial Group, Inc. reports $331,175,167 in regulatory assets under management in its Form ADV filing dated July 13, 2026 (100% discretionary)."
    },
    {
      "q": "How have Copley Financial Group, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Copley Financial Group, Inc.: Regulatory assets under management: $154,198,995 in the October 2021 data and $331,175,167 in the October 2026 data, up 115%. Total employees: 6 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Copley Financial Group, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (2,681); high net worth individuals (9)."
    },
    {
      "q": "Which custodians does Copley Financial Group, Inc. use?",
      "a": "Copley Financial Group, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Copley Financial Group, Inc. report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct) and 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/283070"
    },
    {
      "q": "Does Copley Financial Group, Inc. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated July 13, 2026 says: \"Advisor requires a minimum of $100,000 to open an account, however the minimum may be waived at Advisor’s discretion.\""
    },
    {
      "q": "What changed in Copley Financial Group, Inc.'s recent Form ADV filings?",
      "a": "In the August 2026 filing data: Added the business name Heritage Tax & Insurance Services. Added the business name Copley Wealth Management.. Added the business name Cherry Creek Mortgage."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 154198995.0,
      "total_employees": 6,
      "filing_date": "2021-09-21"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 226512160.0,
      "total_employees": 7,
      "filing_date": "2022-03-02"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 232550387.0,
      "total_employees": 7,
      "filing_date": "2023-02-08"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 261865576.0,
      "total_employees": 7,
      "filing_date": "2024-08-01"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 272683411.0,
      "total_employees": 8,
      "filing_date": "2025-07-21"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 331175167.0,
      "total_employees": 8,
      "filing_date": "2026-07-13"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-08-01",
      "period_label": "August 2026",
      "notes": [
        "Added the business name Heritage Tax & Insurance Services.",
        "Added the business name Copley Wealth Management..",
        "Added the business name Cherry Creek Mortgage."
      ]
    },
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Employees performing advisory functions went from 8 to 7.",
        "Registered or notice-filed in CT."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Regulatory assets under management went from $272,683,411 to $318,820,063 (+17%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated July 13, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$100,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $100,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Advisor requires a minimum of $100,000 to open an account, however the minimum may be waived at Advisor’s discretion."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 100000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Advisor requires a minimum of $100,000 to open an account, however the minimum may be waived at Advisor’s discretion."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/copley-financial-group-inc-san-diego-ca-283070.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 2681,
      "fewer_than_5": false,
      "raum": 330412093.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 9,
      "fewer_than_5": false,
      "raum": 763074.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/283070",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}