# Coordinated Capital Securities, Inc.

> Coordinated Capital Securities, Inc. is an SEC-registered investment advisory firm in Fort Atkinson, WI, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 25, 2026.

- CRD: 14762
- Filed as: COORDINATED CAPITAL SECURITIES, INC.
- Also doing business as: COORDINATED CAPITAL ADVISORY, A DIVISION OF COORDINATED CAPITAL SECURITIES, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Fort Atkinson, WI
- Filing period: October 2026
- Form ADV filing dated: June 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/14762
- AdvisorCensus page: https://advisorcensus.com/firm/coordinated-capital-securities-inc-fort-atkinson-wi-14762

## Quick answers

**How is Coordinated Capital Securities, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Coordinated Capital Securities, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Coordinated Capital Securities, Inc. located?**
Coordinated Capital Securities, Inc.'s principal office is in Fort Atkinson, WI, according to its Form ADV; the July 2026 filing also lists 6 other offices (Schedule D, Section 1.F).

**Is Coordinated Capital Securities, Inc. registered with the SEC or a state?**
Coordinated Capital Securities, Inc. is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 14762.

**How much does Coordinated Capital Securities, Inc. manage?**
Coordinated Capital Securities, Inc. reports $136,837,741 in regulatory assets under management in its Form ADV filing dated June 25, 2026 (62% discretionary).

**How have Coordinated Capital Securities, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Coordinated Capital Securities, Inc.: Regulatory assets under management: $222,212,129 in the October 2021 data and $136,837,741 in the October 2026 data, down 38%. Total employees: 56 in October 2021 and 31 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Coordinated Capital Securities, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (147); high net worth individuals (39).

**Which custodians does Coordinated Capital Securities, Inc. use?**
Coordinated Capital Securities, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Wells Fargo Clearing Services, LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Coordinated Capital Securities, Inc. report any disciplinary disclosures?**
Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/14762

**What changed in Coordinated Capital Securities, Inc.'s recent Form ADV filings?**
In the July 2026 filing data: Employees performing advisory functions went from 20 to 15. Regulatory assets under management went from $159,932,138 to $136,837,741 (-14%). Registered or notice-filed in NY.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Wells Fargo Clearing Services, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $136,837,741
- Discretionary: $84,213,190
- Non-discretionary: $52,624,551

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 147 | $49,065,850 |
| High net worth individuals | 39 | $87,771,891 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | Fewer than 5 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2017 (9 years)
- Employees: 31 total, 15 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, FL, IN, KY, MI, NC, NV, NY, OH, OR, PA, SC, TN, TX, WI
- Disclosures (Item 11): Reports 3 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/14762

### Other offices (Schedule D, Section 1.F), as of the July 2026 filing
- Brookfield, WI
- Cincinnati, OH
- Kenosha, WI
- Memphis, TN
- Monona, WI
- Strongsville, OH

### Websites listed on Form ADV (Item 1.I)
- ccsmadison.com
- mdressmancpa.com
- meyerfinancial.com
- theschaeffergroupllc.com
- Facebook @COORDINATEDCAPITAL
- Facebook @SCHAEFFERGROUP
- LinkedIn @COORDINATED-CAPITAL-SECURITIES-INC.
- LinkedIn @THESCHAEFFERGROUPLLC
- LinkedIn @COORDINATED-CAPITAL-SECURITIES-INC-COMPLIANCE-DEPARTMENT-A42BB46
- LinkedIn @EDBURNETT
- LinkedIn @MARK-SALERNO-175A6A85
- LinkedIn @MARTIN-DRESSMAN-A5297A11
- LinkedIn @TELLEZ-BAKER
- LinkedIn @WILLIAM-WADDLE-RICP®-591B68123

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $222,212,129 | 56 | June 28, 2021 |
| October 2022 | $213,362,572 | 53 | July 22, 2022 |
| October 2023 | $232,496,128 | 52 | August 8, 2023 |
| October 2024 | $145,658,614 | 45 | June 28, 2024 |
| October 2025 | $159,932,138 | 38 | June 26, 2025 |
| October 2026 | $136,837,741 | 31 | June 25, 2026 |

Regulatory assets under management: $222,212,129 in the October 2021 data and $136,837,741 in the October 2026 data, down 38%.
Total employees: 56 in October 2021 and 31 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Employees performing advisory functions went from 20 to 15.
- Regulatory assets under management went from $159,932,138 to $136,837,741 (-14%).
- Registered or notice-filed in NY.

### February 2026
- No longer lists an office in Melbourne, FL.
- Registered or notice-filed in TN.

### January 2026
- No longer registered or notice-filed in MN, TN.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Coordinated Capital Securities, Inc. (CRD 14762): Form ADV filing data as of October 2026.