{
  "crd_number": 14762,
  "slug": "coordinated-capital-securities-inc-fort-atkinson-wi-14762",
  "primary_business_name": "COORDINATED CAPITAL SECURITIES, INC.",
  "legal_name": "COORDINATED CAPITAL SECURITIES, INC.",
  "dbas": [
    "COORDINATED CAPITAL ADVISORY, A DIVISION OF COORDINATED CAPITAL SECURITIES, INC."
  ],
  "city": "Fort Atkinson",
  "state": "WI",
  "country": "United States",
  "cbsa_code": "48020",
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2017-08-31",
  "years_registered": 9,
  "period": "2026-10-01",
  "filing_date": "2026-06-25",
  "carried_forward": false,
  "raum_total": 136837741.0,
  "raum_discretionary": 84213190.0,
  "raum_non_discretionary": 52624551.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 31,
  "advisory_employees": 15,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": null,
      "count": 0
    },
    "individuals": {
      "raum": 49065850.0,
      "count": 147
    },
    "banking_thrift": {
      "raum": null,
      "count": 0
    },
    "state_municipal": {
      "raum": null,
      "count": 0
    },
    "insurance_companies": {
      "raum": null,
      "count": 0
    },
    "investment_companies": {
      "raum": null,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": null,
      "count": 0
    },
    "other_investment_advisers": {
      "raum": null,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 87771891.0,
      "count": 39
    },
    "pooled_investment_vehicles": {
      "raum": null,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": null,
      "count": 0,
      "fewer_than_5": true
    },
    "business_development_companies": {
      "raum": null,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": null,
      "count": 0
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 3,
  "states_registered": [
    "AZ",
    "CA",
    "CO",
    "FL",
    "IN",
    "KY",
    "MI",
    "NC",
    "NV",
    "NY",
    "OH",
    "OR",
    "PA",
    "SC",
    "TN",
    "TX",
    "WI"
  ],
  "websites": [
    "https://ccsmadison.com",
    "https://facebook.com/COORDINATEDCAPITAL",
    "https://facebook.com/SCHAEFFERGROUP",
    "https://linkedin.com/COMPANY/COORDINATED-CAPITAL-SECURITIES-INC./ABOUT",
    "https://linkedin.com/COMPANY/THESCHAEFFERGROUPLLC",
    "https://linkedin.com/IN/COORDINATED-CAPITAL-SECURITIES-INC-COMPLIANCE-DEPARTMENT-A42BB46",
    "https://linkedin.com/IN/EDBURNETT",
    "https://linkedin.com/IN/MARK-SALERNO-175A6A85",
    "https://linkedin.com/IN/MARTIN-DRESSMAN-A5297A11",
    "https://linkedin.com/IN/TELLEZ-BAKER",
    "https://linkedin.com/IN/WILLIAM-WADDLE-RICP%C2%AE-591B68123",
    "https://mdressmancpa.com",
    "https://meyerfinancial.com",
    "https://theschaeffergroupllc.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/14762",
  "disclosure_items": [
    {
      "item": "11.C(2)",
      "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?"
    },
    {
      "item": "11.C(4)",
      "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    },
    {
      "item": "11.C(5)",
      "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?"
    }
  ],
  "city_as_filed": "FORT ATKINSON",
  "url": "https://advisorcensus.com/firm/coordinated-capital-securities-inc-fort-atkinson-wi-14762",
  "display_name": "Coordinated Capital Securities, Inc.",
  "summary": "Coordinated Capital Securities, Inc. is an SEC-registered investment advisory firm in Fort Atkinson, WI, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 25, 2026.",
  "citation": "AdvisorCensus. Coordinated Capital Securities, Inc. (CRD 14762): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Coordinated Capital Securities, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Coordinated Capital Securities, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Coordinated Capital Securities, Inc. charge?",
      "a": "Its Form ADV Part 2A brochure dated June 25, 2026 states: Hourly rate: $50 to $250 an hour (Financial planning and consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Coordinated Capital Securities, Inc. located?",
      "a": "Coordinated Capital Securities, Inc.'s principal office is in Fort Atkinson, WI, according to its Form ADV; the July 2026 filing also lists 6 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Coordinated Capital Securities, Inc. registered with the SEC or a state?",
      "a": "Coordinated Capital Securities, Inc. is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 14762."
    },
    {
      "q": "How much does Coordinated Capital Securities, Inc. manage?",
      "a": "Coordinated Capital Securities, Inc. reports $136,837,741 in regulatory assets under management in its Form ADV filing dated June 25, 2026 (62% discretionary)."
    },
    {
      "q": "How have Coordinated Capital Securities, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Coordinated Capital Securities, Inc.: Regulatory assets under management: $222,212,129 in the October 2021 data and $136,837,741 in the October 2026 data, down 38%. Total employees: 56 in October 2021 and 31 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Coordinated Capital Securities, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (147); high net worth individuals (39)."
    },
    {
      "q": "Which custodians does Coordinated Capital Securities, Inc. use?",
      "a": "Coordinated Capital Securities, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Wells Fargo Clearing Services, LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Coordinated Capital Securities, Inc. report any disciplinary disclosures?",
      "a": "Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/14762"
    },
    {
      "q": "What changed in Coordinated Capital Securities, Inc.'s recent Form ADV filings?",
      "a": "In the July 2026 filing data: Employees performing advisory functions went from 20 to 15. Regulatory assets under management went from $159,932,138 to $136,837,741 (-14%). Registered or notice-filed in NY."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 222212129.0,
      "total_employees": 56,
      "filing_date": "2021-06-28"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 213362572.0,
      "total_employees": 53,
      "filing_date": "2022-07-22"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 232496128.0,
      "total_employees": 52,
      "filing_date": "2023-08-08"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 145658614.0,
      "total_employees": 45,
      "filing_date": "2024-06-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 159932138.0,
      "total_employees": 38,
      "filing_date": "2025-06-26"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 136837741.0,
      "total_employees": 31,
      "filing_date": "2026-06-25"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-07-01",
      "period_label": "July 2026",
      "notes": [
        "Employees performing advisory functions went from 20 to 15.",
        "Regulatory assets under management went from $159,932,138 to $136,837,741 (-14%).",
        "Registered or notice-filed in NY."
      ]
    },
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "No longer lists an office in Melbourne, FL.",
        "Registered or notice-filed in TN."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "No longer registered or notice-filed in MN, TN."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated June 25, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $50 to $250 an hour (Financial planning and consulting services)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $50 to $250 an hour (Financial planning and consulting services)"
        ],
        "quotes": [
          "Hourly fees range from $50 to $250 per hour and fixed fees can range from $500 to $50,000."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": null,
          "min": 50.0,
          "max": 250.0,
          "period": "hour",
          "service": "Financial planning and consulting services"
        }
      ]
    },
    "quotes": [
      "Hourly fees range from $50 to $250 per hour and fixed fees can range from $500 to $50,000."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Wells Fargo Clearing Services, LLC",
      "name_as_filed": "WELLS FARGO CLEARING SERVICES, LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/coordinated-capital-securities-inc-fort-atkinson-wi-14762.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 147,
      "fewer_than_5": false,
      "raum": 49065850.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 39,
      "fewer_than_5": false,
      "raum": 87771891.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 0,
      "fewer_than_5": true,
      "raum": null
    }
  ],
  "disclosure_line": "Reports 3 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/14762",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}