# COOPER/HAIMS Advisors, LLC

> COOPER/HAIMS Advisors, LLC is an SEC-registered investment advisory firm in Victor, NY, registered since 2002, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated August 19, 2026.

- CRD: 124122
- Filed as: COOPER/HAIMS ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Victor, NY
- Filing period: October 2026
- Form ADV filing dated: August 19, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/124122
- AdvisorCensus page: https://advisorcensus.com/firm/cooper-haims-advisors-llc-victor-ny-124122

## Quick answers

**How is COOPER/HAIMS Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), COOPER/HAIMS Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is COOPER/HAIMS Advisors, LLC located?**
COOPER/HAIMS Advisors, LLC's principal office is in Victor, NY, according to its Form ADV.

**Is COOPER/HAIMS Advisors, LLC registered with the SEC or a state?**
COOPER/HAIMS Advisors, LLC is an SEC-registered investment advisory firm, registered since 2002. Status as filed: Approved. CRD 124122.

**How much does COOPER/HAIMS Advisors, LLC manage?**
COOPER/HAIMS Advisors, LLC reports $1,181,082,795 in regulatory assets under management in its Form ADV filing dated August 19, 2026 (99% discretionary).

**How have COOPER/HAIMS Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for COOPER/HAIMS Advisors, LLC: Regulatory assets under management: $678,142,319 in the October 2021 data and $1,181,082,795 in the October 2026 data, up 74%. Total employees: 14 in October 2021 and 19 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does COOPER/HAIMS Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (293); individuals (other than high net worth individuals) (226); charitable organizations (4).

**Which custodians does COOPER/HAIMS Advisors, LLC use?**
COOPER/HAIMS Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does COOPER/HAIMS Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/124122

**Does COOPER/HAIMS Advisors, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated August 19, 2026 says: "Cooper/Haims generally requires a minimum of $1,000,000 in assets for its advisory services. Cooper/Haims reserves the right to reduce or waive this minimum."

**What changed in COOPER/HAIMS Advisors, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 12 to 13. Regulatory assets under management went from $939,160,232 to $1,152,418,068 (+23%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated August 19, 2026)

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> Cooper/Haims generally requires a minimum of $1,000,000 in assets for its advisory services. Cooper/Haims reserves the right to reduce or waive this minimum.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,181,082,795
- Discretionary: $1,168,079,760
- Non-discretionary: $13,003,035

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 226 | $83,157,779 |
| High net worth individuals | 293 | $1,060,135,550 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 4 | $12,481,260 |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 4 | $25,308,206 |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2002 (23 years)
- Employees: 19 total, 13 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, DC, FL, GA, MA, MD, NC, NY, PA, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- cooperhaims.com
- esl.org/wealth/cooper-haims
- LinkedIn @cooper-haims-advisors-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $678,142,319 | 14 | May 24, 2021 |
| October 2022 | $1,001,465,477 | 14 | March 25, 2022 |
| October 2023 | $880,841,883 | 13 | March 29, 2023 |
| October 2024 | $852,596,326 | 14 | July 22, 2024 |
| October 2025 | $939,160,232 | 18 | July 8, 2025 |
| October 2026 | $1,181,082,795 | 19 | August 19, 2026 |

Regulatory assets under management: $678,142,319 in the October 2021 data and $1,181,082,795 in the October 2026 data, up 74%.
Total employees: 14 in October 2021 and 19 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 12 to 13.
- Regulatory assets under management went from $939,160,232 to $1,152,418,068 (+23%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. COOPER/HAIMS Advisors, LLC (CRD 124122): Form ADV filing data as of October 2026.