{
  "crd_number": 285647,
  "slug": "cooper-financial-investments-llc-mesa-az-285647",
  "primary_business_name": "COOPER FINANCIAL INVESTMENTS, LLC",
  "legal_name": "COOPER FINANCIAL INVESTMENTS, LLC",
  "dbas": [],
  "city": "Mesa",
  "state": "AZ",
  "country": "United States",
  "cbsa_code": "38060",
  "metro": {
    "cbsa_code": "38060",
    "common_name": "Phoenix",
    "msa_name": "Phoenix-Mesa-Chandler, AZ",
    "path": "/advisors/az/phoenix"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2017-08-30",
  "years_registered": 9,
  "period": "2026-10-01",
  "filing_date": "2026-08-28",
  "carried_forward": false,
  "raum_total": null,
  "raum_discretionary": null,
  "raum_non_discretionary": null,
  "raum_band": "not_reported",
  "raum_band_label": "Not reported",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": null,
  "compensation_types": [
    "hourly",
    "other"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "other",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "AZ",
    "LA"
  ],
  "websites": [
    "https://areyouhoping.com",
    "https://azretirementsolutions.com",
    "https://biportfolio.com",
    "https://bufferedindexseries.com",
    "https://bufferedseries.com",
    "https://cooperannuity.com",
    "https://cooperevent.com",
    "https://cooperfinancial.com",
    "https://cooperfinancialawareness.com",
    "https://cooperfinancialgroupllc.com",
    "https://cooperfinancialinvestments.com",
    "https://cooperseducation.com",
    "https://cooperstruth.com",
    "https://cooperstruthbook.com",
    "https://doyouknowyourcolor.com",
    "https://edslottevent.com",
    "https://empoweringwomenonretirement.com",
    "https://facebook.com/COOPERFINANCIALSOLUTIONS",
    "https://inservice401k.com",
    "https://longtermcaresavings.com",
    "https://mypersonalriskscore.com",
    "https://myruleof100.com",
    "https://mysociealsecuritychoices.com",
    "https://notaloneinretirement.com",
    "https://rainydaysprogram.com",
    "https://retirementandtaxplanning.com",
    "https://retirementtaxbill.com?u=QUQzZWUxWW8wTCtUN2xkVFJpSkpYQT09",
    "https://rspnd.net/cooper-dinner-registration-keg",
    "https://ruleofonehundred.com",
    "https://savingtaxesinretirement.com",
    "https://thefinancialhq.com/BRADCOOPER",
    "https://thefinancialhq.com/CFG",
    "https://thefinancialhq.com/COOPERRD",
    "https://youtube.com/@CooperFinancial/about"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/285647",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    }
  ],
  "city_as_filed": "MESA",
  "url": "https://advisorcensus.com/firm/cooper-financial-investments-llc-mesa-az-285647",
  "display_name": "Cooper Financial Investments, LLC",
  "summary": "Cooper Financial Investments, LLC is a state-registered investment advisory firm in Mesa, AZ, registered since 2017, with no regulatory assets under management reported in its Form ADV filing dated August 28, 2026.",
  "citation": "AdvisorCensus. Cooper Financial Investments, LLC (CRD 285647): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "Hourly charges",
    "Other"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Selection of other advisers (including private fund managers)",
    "Educational seminars/workshops",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Cooper Financial Investments, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Cooper Financial Investments, LLC reports these compensation arrangements: hourly charges; other."
    },
    {
      "q": "Where is Cooper Financial Investments, LLC located?",
      "a": "Cooper Financial Investments, LLC's principal office is in Mesa, AZ, according to its Form ADV."
    },
    {
      "q": "Is Cooper Financial Investments, LLC registered with the SEC or a state?",
      "a": "Cooper Financial Investments, LLC is a state-registered investment advisory firm, registered since 2017. Status as filed: APPROVED. CRD 285647."
    },
    {
      "q": "Does Cooper Financial Investments, LLC report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/285647"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/cooper-financial-investments-llc-mesa-az-285647.md",
  "clients": [],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/285647",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}