# Cooper, Clay Stephen

> Cooper, Clay Stephen is a state-registered investment advisory firm in Pineville, LA, registered since 1997, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 2, 2026.

- CRD: 117036
- Filed as: COOPER, CLAY STEPHEN
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Pineville, LA
- Filing period: October 2026
- Form ADV filing dated: March 2, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/117036
- AdvisorCensus page: https://advisorcensus.com/firm/cooper-clay-stephen-pineville-la-117036

## Quick answers

**How is Cooper, Clay Stephen compensated?**
On its Form ADV (Item 5.E, October 2026), Cooper, Clay Stephen reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.

**Where is Cooper, Clay Stephen located?**
Cooper, Clay Stephen's principal office is in Pineville, LA, according to its Form ADV.

**Is Cooper, Clay Stephen registered with the SEC or a state?**
Cooper, Clay Stephen is a state-registered investment advisory firm, registered since 1997. Status as filed: APPROVED. CRD 117036.

**How much does Cooper, Clay Stephen manage?**
Cooper, Clay Stephen reports $81,000,000 in regulatory assets under management in its Form ADV filing dated March 2, 2026 (0% discretionary).

**What types of clients does Cooper, Clay Stephen serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (122); high net worth individuals (28); pension and profit sharing plans (but not the plan participants or government pension plans) (5).

**Does Cooper, Clay Stephen report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/117036

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Regulatory assets under management (Item 5.F)
- Total: $81,000,000
- Discretionary: $0
- Non-discretionary: $81,000,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 122 | $25,000,000 |
| High net worth individuals | 28 | $48,000,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $8,000,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 1997 (29 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: LA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Cooper, Clay Stephen (CRD 117036): Form ADV filing data as of October 2026.