{ "crd_number": 308020, "slug": "coolabah-capital-institutional-investments-pty-limited-sydney-308020", "primary_business_name": "COOLABAH CAPITAL INSTITUTIONAL INVESTMENTS PTY LIMITED", "legal_name": "COOLABAH CAPITAL INSTITUTIONAL INVESTMENTS PTY LIMITED", "dbas": [], "city": "Sydney", "state": null, "country": "Australia", "cbsa_code": null, "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2020-04-27", "years_registered": 6, "period": "2026-10-01", "filing_date": "2026-09-22", "carried_forward": false, "raum_total": 13921660270.0, "raum_discretionary": 13147784887.0, "raum_non_discretionary": 773875383.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 65, "advisory_employees": 25, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "other": { "raum": 8422733679.0, "count": 13325, "description": "THIS IS ACROSS ALL INDIVIDUALS, HIGH NET WORTHS AND OTHER" }, "charitable": { "raum": 29376523.0, "count": 8 }, "insurance_companies": { "raum": 1347707335.0, "count": 9 }, "investment_companies": { "raum": 23158581.0, "count": 5 }, "pension_profit_sharing": { "raum": 1952201321.0, "count": 11 }, "other_investment_advisers": { "raum": 1773873318.0, "count": 34 }, "sovereign_wealth_foreign_official": { "raum": 372609513.0, "count": null, "fewer_than_5": true } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_individuals", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [], "websites": [ "https://coolabahcapital.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/308020", "city_as_filed": "SYDNEY", "url": "https://advisorcensus.com/firm/coolabah-capital-institutional-investments-pty-limited-sydney-308020", "display_name": "Coolabah Capital Institutional Investments Pty Limited", "summary": "Coolabah Capital Institutional Investments Pty Limited is an SEC-registered investment advisory firm in Sydney, Australia, registered since 2020, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated September 22, 2026.", "citation": "AdvisorCensus. Coolabah Capital Institutional Investments Pty Limited (CRD 308020): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Coolabah Capital Institutional Investments Pty Limited compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Coolabah Capital Institutional Investments Pty Limited reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Coolabah Capital Institutional Investments Pty Limited located?", "a": "Coolabah Capital Institutional Investments Pty Limited's principal office is in Sydney, Australia, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Coolabah Capital Institutional Investments Pty Limited registered with the SEC or a state?", "a": "Coolabah Capital Institutional Investments Pty Limited is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 308020." }, { "q": "How much does Coolabah Capital Institutional Investments Pty Limited manage?", "a": "Coolabah Capital Institutional Investments Pty Limited reports $13,921,660,270 in regulatory assets under management in its Form ADV filing dated September 22, 2026 (94% discretionary)." }, { "q": "How have Coolabah Capital Institutional Investments Pty Limited's assets and staff changed since 2021?", "a": "In the Form ADV data for Coolabah Capital Institutional Investments Pty Limited: Regulatory assets under management: $5,486,103,300 in the October 2021 data and $13,921,660,270 in the October 2026 data, up 154%. Total employees: 26 in October 2021 and 65 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Coolabah Capital Institutional Investments Pty Limited serve?", "a": "By number of clients on Form ADV Item 5.D: other (13,325); other investment advisers (34); pension and profit sharing plans (but not the plan participants or government pension plans) (11)." }, { "q": "Which custodians does Coolabah Capital Institutional Investments Pty Limited use?", "a": "Coolabah Capital Institutional Investments Pty Limited's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists BNP Paribas, Citigroup, Northern Trust Securities Australia and State Street as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Coolabah Capital Institutional Investments Pty Limited report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/308020" }, { "q": "What changed in Coolabah Capital Institutional Investments Pty Limited's recent Form ADV filings?", "a": "In the October 2026 filing data: Employees performing advisory functions went from 27 to 25. Regulatory assets under management went from $9,800,952,164 to $13,921,660,270 (+42%). Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 5486103300.0, "total_employees": 26, "filing_date": "2021-08-18" }, { "period": "2022-10-01", "regulatory_assets_under_management": 4581701688.0, "total_employees": 33, "filing_date": "2022-09-05" }, { "period": "2023-10-01", "regulatory_assets_under_management": 5172065622.0, "total_employees": 40, "filing_date": "2023-09-04" }, { "period": "2024-10-01", "regulatory_assets_under_management": 6800000000.0, "total_employees": 46, "filing_date": "2024-09-30" }, { "period": "2025-10-01", "regulatory_assets_under_management": 6800000000.0, "total_employees": 46, "filing_date": "2024-09-30" }, { "period": "2026-10-01", "regulatory_assets_under_management": 13921660270.0, "total_employees": 65, "filing_date": "2026-09-22" } ], "recent_changes": [ { "period": "2026-10-01", "period_label": "October 2026", "notes": [ "Employees performing advisory functions went from 27 to 25.", "Regulatory assets under management went from $9,800,952,164 to $13,921,660,270 (+42%).", "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2025-12-01", "period_label": "December 2025", "notes": [ "Regulatory assets under management went from $6,800,000,000 to $9,800,952,164 (+44%)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "BNP Paribas", "name_as_filed": "BNP PARIBAS", "affiliated": false }, { "name": "Citigroup", "name_as_filed": "CITIGROUP", "affiliated": false }, { "name": "Northern Trust Securities Australia", "name_as_filed": "NORTHERN TRUST SECURITIES AUSTRALIA", "affiliated": false }, { "name": "State Street", "name_as_filed": "STATE STREET", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/coolabah-capital-institutional-investments-pty-limited-sydney-308020.md", "clients": [ { "type": "investment_companies", "label": "Investment companies", "count": 5, "fewer_than_5": false, "raum": 23158581.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 11, "fewer_than_5": false, "raum": 1952201321.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 8, "fewer_than_5": false, "raum": 29376523.0 }, { "type": "other_investment_advisers", "label": "Other investment advisers", "count": 34, "fewer_than_5": false, "raum": 1773873318.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": 9, "fewer_than_5": false, "raum": 1347707335.0 }, { "type": "sovereign_wealth_foreign_official", "label": "Sovereign wealth funds and foreign official institutions", "count": null, "fewer_than_5": true, "raum": 372609513.0 }, { "type": "other", "label": "Other", "count": 13325, "fewer_than_5": false, "raum": 8422733679.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/308020", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }