# Cool Wealth Management

> Cool Wealth Management is a state-registered investment advisory firm in Tempe, AZ, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 17, 2026.

- CRD: 333281
- Filed as: COOL WEALTH MANAGEMENT
- Legal name: Cool Wealth Management LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Tempe, AZ
- Filing period: October 2026
- Form ADV filing dated: March 17, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/333281
- AdvisorCensus page: https://advisorcensus.com/firm/cool-wealth-management-tempe-az-333281

## Quick answers

**How is Cool Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Cool Wealth Management reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Cool Wealth Management located?**
Cool Wealth Management's principal office is in Tempe, AZ, according to its Form ADV.

**Is Cool Wealth Management registered with the SEC or a state?**
Cool Wealth Management is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 333281.

**How much does Cool Wealth Management manage?**
Cool Wealth Management reports $3,400,000 in regulatory assets under management in its Form ADV filing dated March 17, 2026 (100% discretionary).

**What types of clients does Cool Wealth Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (8); high net worth individuals (1).

**Does Cool Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/333281

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $3,400,000
- Discretionary: $3,400,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 8 | $500,000 |
| High net worth individuals | 1 | $2,900,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Cool Wealth Management (CRD 333281): Form ADV filing data as of October 2026.