# Cooke Wealth Management, LLC

> Cooke Wealth Management, LLC is an SEC-registered investment advisory firm in Irvine, CA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 2, 2026.

- CRD: 127309
- Filed as: COOKE WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Irvine, CA
- Filing period: October 2026
- Form ADV filing dated: February 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/127309
- AdvisorCensus page: https://advisorcensus.com/firm/cooke-wealth-management-llc-irvine-ca-127309

## Quick answers

**How is Cooke Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Cooke Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Cooke Wealth Management, LLC charge?**
Its Form ADV Part 2A brochure dated February 2, 2026 states: Hourly rate: $600 an hour (Financial Advisor). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Cooke Wealth Management, LLC located?**
Cooke Wealth Management, LLC's principal office is in Irvine, CA, according to its Form ADV.

**Is Cooke Wealth Management, LLC registered with the SEC or a state?**
Cooke Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 127309.

**How much does Cooke Wealth Management, LLC manage?**
Cooke Wealth Management, LLC reports $136,851,490 in regulatory assets under management in its Form ADV filing dated February 2, 2026 (97% discretionary).

**How have Cooke Wealth Management, LLC's assets and staff changed since 2025?**
In the Form ADV data for Cooke Wealth Management, LLC: Regulatory assets under management: $115,775,231 in the October 2025 data and $136,851,490 in the October 2026 data, up 18%. Total employees: 3 in October 2025 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Cooke Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (70); high net worth individuals (44).

**Which custodians does Cooke Wealth Management, LLC use?**
Cooke Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Cooke Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/127309

**What changed in Cooke Wealth Management, LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $115,775,231 to $136,851,490 (+18%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 2, 2026)

- Hourly rate: $600 an hour (Financial Advisor)

> Our current hourly rates are: Financial Advisor $600.00 Support Staff $ 125.00

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $136,851,490
- Discretionary: $132,578,299
- Non-discretionary: $4,273,191

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 70 | $25,956,605 |
| High net worth individuals | 44 | $105,280,528 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $1,801,333 |
| Charitable organizations | Fewer than 5 | $1,636,026 |
| Corporations or other businesses not listed above | Fewer than 5 | $2,176,998 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- cookewm.com
- Facebook @COOKEWEALTHMANAGEMENT.ORANGECOUNTY
- LinkedIn @cooke-wealth-management-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $115,775,231 | 3 | June 16, 2025 |
| October 2026 | $136,851,490 | 3 | February 2, 2026 |

Regulatory assets under management: $115,775,231 in the October 2025 data and $136,851,490 in the October 2026 data, up 18%.
Total employees: 3 in October 2025 and 3 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $115,775,231 to $136,851,490 (+18%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Cooke Wealth Management, LLC (CRD 127309): Form ADV filing data as of October 2026.