# Cook Pine Capital LLC

> Cook Pine Capital LLC is an SEC-registered investment advisory firm in Greenwich, CT, registered since 2005, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 134911
- Filed as: COOK PINE CAPITAL LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Greenwich, CT
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/134911
- AdvisorCensus page: https://advisorcensus.com/firm/cook-pine-capital-llc-greenwich-ct-134911

## Quick answers

**How is Cook Pine Capital LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Cook Pine Capital LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Cook Pine Capital LLC located?**
Cook Pine Capital LLC's principal office is in Greenwich, CT, according to its Form ADV.

**Is Cook Pine Capital LLC registered with the SEC or a state?**
Cook Pine Capital LLC is an SEC-registered investment advisory firm, registered since 2005. Status as filed: Approved. CRD 134911.

**How much does Cook Pine Capital LLC manage?**
Cook Pine Capital LLC reports $490,303,860 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (80% discretionary).

**How have Cook Pine Capital LLC's assets and staff changed since 2021?**
In the Form ADV data for Cook Pine Capital LLC: Regulatory assets under management: $341,190,915 in the October 2021 data and $490,303,860 in the October 2026 data, up 44%. Total employees: 6 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Cook Pine Capital LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (2); pooled investment vehicles (other than investment companies and business development companies) (2); charitable organizations (1).

**Which custodians does Cook Pine Capital LLC use?**
Cook Pine Capital LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Columbia Private Trust, Mufg Alternative Fund Services (Cayman) Ltd and US Bancorp as custodians holding 10% or more of its separately managed account assets.

**Does Cook Pine Capital LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/134911

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Columbia Private Trust
- Mufg Alternative Fund Services (Cayman) Ltd
- US Bancorp

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $490,303,860
- Discretionary: $393,254,303
- Non-discretionary: $97,049,557

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 2 | $97,134,163 |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $340,781,470 |
| Charitable organizations | 1 | $52,388,227 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2005 (21 years)
- Employees: 8 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CT, DE, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [cookpinecapital.com](https://cookpinecapital.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $341,190,915 | 6 | May 20, 2021 |
| October 2022 | $444,778,397 | 7 | March 31, 2022 |
| October 2023 | $386,358,887 | 7 | March 20, 2023 |
| October 2024 | $409,201,719 | 7 | March 28, 2024 |
| October 2025 | $456,557,971 | 8 | March 27, 2025 |
| October 2026 | $490,303,860 | 8 | March 26, 2026 |

Regulatory assets under management: $341,190,915 in the October 2021 data and $490,303,860 in the October 2026 data, up 44%.
Total employees: 6 in October 2021 and 8 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Cook Pine Capital LLC (CRD 134911): Form ADV filing data as of October 2026.